中新集团:首次公开发行股票招股意向书附录（三）
中新苏州工业园区开发集团股份有限 公司 章程 ( 草 案 ) （经 201 9 年第 5 次临时股东大会审议通过） 目 录 第一章 总则 .................................................... 3 第二章 经营宗旨和范围 .......................................... 4 第三章 股份 .................................................... 5 第一节 股份发行 .. .. .. .. 5 第二节 股份增减和回购 .. .. .. .. 6 第三节 股份转让 .. .. .. .. 7 第四章 股东和股东大会 .......................................... 8 第一节 股东 .. .. .. .. 8 第二节 股东大会的一般规定 .. .. .. 11 第三节 股东大会的召集 .. .. .. . 13 第四节 股东大会的提案与通知 .. .. .. 15 第五节 股东大会的召开 .. .. .. . 16 第六节 股东大会的表决和决议 .. .. .. 20 第五章 董事会 ................................................. 25 第一节 董事 .. .. .. .. 25 第二节 董事会 .. .. .. .. 28 第三节 独立董事 .. .. .. .. 34 第四节 董事会秘书 .. .. .. .. 37 第六章 总裁及其他高级管理人员 ................................. 40 第七章 监事会 ................................................. 41 第一节 监事 .. .. .. .. 41 第二节 监事会 .. .. .. .. 42 第八章 党委 ................................................... 44 第九章 财务会计制度、利润分配和审计 ........................... 45 第一节 财务会计制度 .. .. .. .. 45 第二节 内部审计 .. .. .. .. 49 第三节 会计师事务所的聘任 .. .. .. 49 第十章 通知和公告 ............................................. 50 第一节 通知 .. .. .. .. 50 第二节 公告 .. .. .. .. 51 第十一章 合并、分立、增资、减资、解散和清算 ..................... 51 第一节 合并、分立、增资和减资 .. .. .. 51 第二节 解散和清算 .. .. .. .. 52 第十二章 修改章程 ............................................... 55 第十三章 附则 ................................................... 55 第一章 总则 第一条 为维护公司、股东和债权人的合法权益，规范公司的组织和行 为，根据《中华人民共和国公司法》(以下简称《公司法》)、《中华人民共和国 证券法》和其他有关规定，制订本章程。 第二条 中新苏州工业园区开发集团股份有限公司 ( 以下简称公司 ) 系 依照《公司法》、《关于设立外商投资股份有限公司若干问题的暂行规定》和其 他有关规定成立的外商投资股份有限公司。 公司于 2008 年 4 月 11 日经中华人民共和国商务部以“商资批[2008]436 号” 《关于同意中新苏州工业园区开发有限公司变更为外商投资股份有限公司的批 复》批准，由原中新苏州工业园开发有限公司变更 设立为外商投资股份有限公司， 并于 2008 年 6 月 30 日在江苏省 工商行政管理局注册登记，取得注册号为 320594400000045 的《企业法人营业执照》。 第三条 公司于 [ ] 年 [ ] 月 [ ] 日经中国证券监督管理委员会 ( 以下简 称中国证监会 ) 核准，首次向社会公众发行人民币普通股 [ ] 股，于 [ ] 年 [ ] 月 [ ] 日在 [ ] 证券交易所上市。 第四条 公司注册名称：中新苏州工业园区开发集团股份有限公司 英文名称：China - Singapore Suzhou Industrial Park Development Group Co., Ltd 第五条 公司住所：江苏省苏州市苏州工业园 区 月亮湾路 15 号中 新 大厦 48 楼 ，邮政编码为： 215123 第六条 公司注册资本为人民币[ ] 元。 第七条 公司为永久存续的股份有限公司。 第八条 董事长为公司的法定代表人。 第九条 公司全部资产分为等额股份，股东以其认购的股份为限对公司 承担责任，公司以其全部资产对公司的债务承担责任。 第十条 本公司章程自生效之日起，即成为规范公司的组织与行为、公 司与股东、股东与股东之间权利义务关系的具有法律约束力的文件，对公司、股 东、董事、监事、高级管理人员具有法律约束力的文件。依据本章程，股东可以 起诉股东，股东可以起诉公司董事、监事、总裁和其他高级管理人员，股东可以 起诉公司，公司可以起诉股东、董事、监事、总裁和其他高级管理人员。 第十一条 本章程所称其他高级管理人员是指公司的副总裁、董事会秘书 及财务总监。 第十二条 根据《中国共产党章程》规定，设立中国共产党中新苏州工业 园区开发集团股份有限公司委员会（以下简称公司党委），公司党委发挥领导核 心和政治核心作用，把方向、管大局、保落实。公司要建立党的工作机构，配备 足够数量的党务工作人员，保障党组织的工作经费。 第二章 经营宗旨和范围 第十三条 公司的经营宗旨：(1)充分借鉴和学习新加坡在经济和城市管理 方面的成功经验，按国 际化标准成片开发、建设城市地块或固定区域； ( 2 ) 为投 资者创造一个良好的投资环境，并以效益为中心，以市场为导向，不断改善股份 公司的经营管理体制和技术水平； ( 3 ) 追求股东权益和社会效益最大化，向高水 平城市运营商的目标迈进 。 第十四条 经依法登记，公司的经营范围为：进行土地一级开发与经营、 工业厂房及科研载体的开发与运营、物业管理、项目管理、酒店的经营管理、咨 询服务、产业与基础设施开发；投资、举办企业；国家允许进行的其他业务活动； 房地产开发与经营(不含除长租公寓以外的住宅)。(依法须经批准的项目，经相关 部门批准后方可开展经营活动) 公司根据业务发展需要，可以在不违反中国法律以及履行了所有必要的审批 或批准手续后，增加、减少或者调整经营范围和经营方式。 第三章 股份 第一节 股份发行 第十五条 公司的股份采取股票的形式。 第十六条 公司股份的发行，实行公开、公平、公正的原则，同种类的每 一股份应当具有同等权利。 同次发行的同种类股票，每股的发行条件和价格应当相同；任何单位或者个 人所认购的股份，每股应当支付相同价额。 第十七条 公司发行的股票，以人民币标明面值。 第十八条 公司发行的股份，在中国证券登记结算有限责任公司[ ]分 公司集中存管。 第十九条 公司发起人的出资时间均为2008年，各发起人的名称、认购的 股份数、出资方式和持股比例如下表所示： 发起人名称 认购股份数 ( 万股 ) 出资方式 持股比例 苏州 中方财团控股 股份有限公司 70,148 净资产 52% 新加坡 - 苏州园区开发财团 37,72 净资产 28% 港华投资有限公司 13,490 净资产 10% 苏州新区高新技术产业股份有限公司 6,745 净资产 5% 新工集团私人有限公司 6,745 净资产 5% 合计 134,90 10% 第二十条 公司股份总数为[ ] 股，均为人民币普通股。 第二十一条 公司或公司的子公司(包括公司的附属企业)不以赠与、垫资、 担保、补偿或贷款等形式，对购买或者拟购买公司股份的人提供任何资助。 第二节 股份增减和回购 第二十二条 公司根据经营和发展的需要，依照法律、法规的规定，经股东 大会分别作出决议，可以采用下列方式增加资本： (一)公开发行股份； (二)非公开发行股份； (三)向现有股东派送红股； (四)以公积金转增股本； (五)法律、行政法规规定以及中国证监会批准的其他方式。 第二十三条 公司可以减少注册资本。公司减少注册资本，应当按照《公司 法》以及其他有关规定和本章程规定的程序办理。 第二十四条 公司不得收购本公司股份，但是，有下列情形之一的除外： (一)减少公司注册资本； (二)与持有本公司股份的其他公司合并； (三)将股份用于员工持股计划或者股权激励； (四)股东因对股东大会作出的公司合并、分立决议持异议，要求公司收购其 股份； (五)将股份用于转换上市公司发行的可转换为股票的公司债券； (六)上市公司为维护公司价值及股东权益所必需。 除上述情形外，公司不得收购本公司股份。 第二十五条 公司收购本公司股份，可以通过公开的集中交易方式，或者法 律法规和中国证监会认可的其他方式进行。 公司因本章程第二十四条第一款第（三）项、第（五）项、第（六）项规定 的情形收购本公司股份的，应当通过公开的集中交易方式进行。 第二十六条 公司因本章程第二十四条第一款第（一）项、第（二）项规定 的情形收购本公司股份的，应当经股东大会决议；公司因本章程第二十三条第一 款第（三）项、第（五）项、第（六）项规定的情形收购本公司股份的，可以依 照本章程的规定或者股东大会的授权，经三分之二以上董事出席的董事会会议决 议。 公司依照本章程第二十四条第一款规定收购本公司股份后，属于第（一）项 情形的，应当自收购之日起十日内注销；属于第（二）项、第（四）项情形的， 应当在六个月内转让或者注销；属于第（三）项、第（五）项、第（六）项情形 的，公司合计持有的本公司股份数不得超过本公司已发行股份总额的百分之十， 并应当在三年内转让或者注销。 第三节 股份转让 第二十七条 公司的股份可以依法转让。 第二十八条 公司不接受本公司的股票作为质押权的标的。 第二十九条 发起人持有的本公司股份，自公司成立之日起一年内不得转 让。公司公开发行股份前已发行的股份，自公司股票在证券交易所上市交易之日 起一年内不得转让。 公司董事、监事、高级管理人员应当向公司申报其所持有的本公司股份（含 优先股股份）及其变动情况，在任职期间每年转让的股份不得超过其所持有本公 司同一种类股份总数的百分之二十五；所持本公司股份自公司股票上市交易之日 起一年内不得转让。上述人员离职后半年内，不得转让其所持有的本公司股份。 第三十条 公司董事、监事、高级管理人员、持有本公司股份百分之五以 上的股东，将其持有的本公司股票在买入后六个月内卖出，或者在卖出后六个月 内又买入，由此所得收益归本公司所有，本公司董事会将收回其所得收益。但是， 证券公司因包销购入售后剩余股票而持有 百分之五以上股份的，卖出该股票不受 六个月时间限制。 公司董事会不按照前款规定执行的，股东有权要求董事会在三十日内执行。 公司董事会未在上述期限内执行的，股东有权为了公司的利益以自己的名义直接 向人民法院提起诉讼。 公司董事会不按照第一款的规定执行的，负有责任的董事依法承担连带责 任。 第四章 股东和股东大会 第一节 股东 第三十一条 公司依据证券登记机构提供的凭证建立股东名册，股东名册是 证明股东持有公司股份的充分证据。股东按其所持有股份的种类享有权利，承担 义务；持有同一种类股份的股东，享有同等权利，承担同种义务。 第三十二条 公司召开股东大会、分配股利、清算及从事其他需要确认股东 身份的行为时，由董事会或股东大会召集人确定股权登记日，股权登记日收市后 登记在册的股东为享有相关权益的股东。 第三十三条 公司股东享有下列权利： (一)依照其所持有的股份份额获得股利和其他形式的利益分配； (二)依法请求、召集、主持、参加或者委派股东代理人参加股东大会，并行 使相应的表决权； (三)对公司的经营进行监督，提出建议或者质询； (四)依照法律、行政法规及本章程的规定转让、赠与或质押其所持有的股份； (五)查阅本章程、股东名册、公司债券存根、股东大会会议记录、董事会会 议决议、监事会会议决议、财务会计报告； (六)公司终止或者清算时，按其所持有的股份份额参加公司剩余财产的分 配； (七)对股东大会作出的公司合并、分立决议持异议的股东，要求公司收购其 股份； (八)法律、行政法规、部门规章或本章程规定的其他权利。 第三十四条 股东提出查阅前条所述有关信息或者索取资料的，应当向公司 提供证明其持有公司股份的种类以及持股数量的书面文件，公司经核实股东身份 后按照股东的要求予以提供。 第三十五条 公司股东大会、董事会决议内容违反法律、行政法规的，股东 有权请求人民法院认定无效。 股东大会、董事会的会议召集程序、表决方式违反法律、行政法规或者本章 程，或者决议内容违反本章程的，股东有权自决议作出之日起六十日内，请求人 民法院撤销。 第三十六条 董事、高级管理人员执行公司职务时违反法律、行政法规或者 本章程的规定，给公司造成损失的，连续一百八十日以上单独或合并持有公司百 分之一以上股份的股东有权书面请求监事会向人民法院提起诉讼；监事会执行公 司职务时违反法律、行政法规或者本章程的规定，给公司造成损失的，股东可以 书面请求董事会向人民法院提起诉讼。 监事会、董事会收到前款规定的股东书面请求后拒绝提起诉讼，或者自收到 请求之日起三十日内未提起诉讼，或者情况紧急、不立即提起诉讼将会使公司利 益受到难以弥补的损害的，前款规定的股东有权为了公司的利益以自己的名义直 接向人民法院提起诉讼。 他人侵犯公司合法权益，给公司造成损失的，本条第一款规定的股东可以依 照前两款的规定向人民法院提起诉讼。 第三十七条 董事、高级管理人员违反法律、行政法规或者本章程的规定， 损害股东利益的，股东可以向人民法院提起诉讼。 第三十八条 公司股东承担下列义务： (一)遵守法律、行政法规和本章程； (二)依其所认购的股份和入股方式缴纳股金； (三)除法律、法规规定的情形外，不得退股； (四)不得滥用股东权利损害公司或者其他股东的利益；不得滥用公司法人独 立地位和股东有限责任损害公司债权人的利益； 公司股东滥用股东权利给公司或者其他股东造成损失的，应当依法承担赔偿 责任。 公司股东滥用公司法人独立地位和股东有限责任，逃避债务，严重损害公司 债权人利益的，应当对公司债务承担连带责任。 (五)法律、行政法规及本章程规定应当承担的其他义务。 第三十九条 持有公司百分之五以上有表决权股份的股东，将其持有的股份 进行质押的，应当自该事实发生当日，向公司作出书面报告。 第四十条 公司的控股股东、实际控制人员不得利用其关联关系损害公司 利益。违反规定的，给公司造成损失的，应当承担赔偿责任。 公司控股股东及实际控制人对公司和公司中小股东负有诚信义务。控股股东 应严格依法行使出资人的权利，控股股东不得利用利润分配、资产重组、对外投 资、资金占用、借款担保等方式损害公司和社会公众股股东的合法权益，不得利 用其控制地位损害公司和社会公众股股东的利益。 第二节 股东大会的一般规定 第四十一条 股东大会是公司的权力机构，依法行使下列职权： (一)决定公司的经营方针和投资计划； (二)选举和更换非由职工代表担任的董事、监事，决定有关董事、监事的报 酬事项； (三)审议批准董事会的报告； (四)审议批准监事会报告； (五)审议批准公司的年度财务预算方案、决算方案； (六)审议批准公司的利润分配方案和弥补亏损方案； (七)对公司增加或者减少注册资本作出决议； (八)对发行公司债券作出决议； (九)对公司合并、分立、解散、清算或者变更公司形式作出决议； (十)修改本章程； (十一)对公司聘用、解聘会计师事务所作出决议； (十二)审议批准第四十二条规定的担保事项； (十三)审议公司在一年内购买、出售重大资产超过公司最近一期经审计总资 产百分之三十的事项； (十四)审议批准变更募集资金用途事项； (十五)审议股权激励计划； (十六)审议法律、行政法规、部门规章或本章程规定应当由股东大会决定的 其他事项。 第四十二条 公司下列对外担保行为，须经股东大会审议通过。 (一)本公司及本公司控股子公司的对外担保总额，达到或超过最近一期经审 计净资产的百分之五十以后提供的任何担保； (二)公司的对外担保总额，达到或超过最近一期经审计总资产的百分之三十 以后提供的任何担保； (三)为资产负债率超过百分之七十的担保对象提供的担保； (四)单笔担保额超过最近一期经审计净资产百分之十的担保； (五)对股东、实际控制人及其关联方提供的担保； (六)根据法律、行政法规、部门规章的规定应由股东大会审批的其他对外担 保。 本章程所述的对外担保不包含公司为购房客户提供的按揭贷款担保。 应由股东大会审批的对外担保，必须经董事会审议通过后，方可提交股东大 会审批。股东大会在审议为股东、实际控制人及其关联方提供的担保议案时，该 股东或受该实际控制人支配的股东，不得参与该项表决。上述第(二)项所述担保 涉及为股东、实际控制人或其关联方提供担保的，须经出席股东大会的其他股东 所持表决权的三分之二以上通过；上述第(一)、(三)、(四)项所述担保涉及为股东、 实际控制人或其关联方提供担保的，须经出席股东大会的其他股东所持表决权的 半数以上通过。 第四十三条 股东大会分为年度股东大会和临时股东大会。年度股东大会每 年召开一次，应当于上一会计年度结束后的六个月内举行。 第四十四条 有下列情形之一的，公司在事实发生之日起两个月以内召开临 时股东大会： (一)董事人数不足《公司法》规定人数或者本章程所定人数的三分之二时； (二)公司未弥补的亏损达实收股本总额三分之一时； (三)单独或者合计持有公司百分之十以上股份的股东请求时； (四)董事会认为必要时； (五)监事会提议召开时； (六)法律、行政法规、部门规章或本章程规定的其他情形。 第四十五条 本公司召开股东大会的地点为：公司住所地或会议通知指定的 其他地点。股东大会将设置会场，以现场会议形式召开。公司还将提供网络或其 他方式为股东参加股东大会提供便利。股东通过上述方式参加股东大会的，视为 出席。 第四十六条 本公司召开股东大会时将聘请律师对以下问题出具法律意见并 公告： (一)会议的召集、召开程序是否符合法律、行政法规、本章程； (二)出席会议人员的资格、召集人资格是否合法有效； (三)会议的表决程序、表决结果是否合法有效； (四)应本公司要求对其他有关问题出具的法律意见。 第三节 股东大会的召集 第四十七条 独立董事有权向董事会提议召开临时股东大会。对独立董事要 求召开临时股东大会的提议，董事会应当根据法律、行政法规和本章程的规定， 在收到提议后十日内提出同意或不同意召开临时股东大会的书面反馈意见。董事 会同意召开临时股东大会的，将在作出董事会决议后的五日内发出召开股东大会 的通知；董事会不同意召开临时股东大会的，将说明理由并公告。 第四十八条 监事会有权向董事会提议召开临时股东大会，并应当以书面形 式向董事会提出。董事会应当根据法律、行政法规和本章程的规定，在收到提案 后十日内提出同意或不同意召开临时股东大会的书面反馈意见。 董事会同意召开临时股东大会的，将在作出董事会决议后的五日内发出召开 股东大会的通知，通知中对原提议的变更，应征得监事会的同意。 董事会不同意召开临时股东大会，或者在收到提案后十日内未作出反馈的， 视为董事会不能履行或者不履行召集股东大会会议职责，监事会可以自行召集和 主持。 第四十九条 单独或者合计持有公司百分之十以上股份的股东有权向董事 会请求召开临时股东大会，并应当以书面形式向董事会提出。董事会应当根据法 律、行政法规和本章程的规定，在收到请求后十日内提出同意或不同意召开临时 股东大会的书面反馈意见。 董事会同意召开临时股东大会的，应当在作出董事会决议后的五日内发出召 开股东大会的通知，通知中对原请求的变更，应当征得相关股东的同意。 董事会不同意召开临时股东大会，或者在收到请求后十日内未作出反馈的， 单独或者合计持有公司百分之十以上股份的股东有权向监事会提议召开临时股 东大会，并应当以书面形式向监事会提出请求。 监事会同意召开临时股东大会的，应在收到请求五日内发出召开股东大会的 通知，通知中对原提案的变更，应当征得相关股东的同意。 监事会未在规定期限内发出股东大会通知的，视为监事会不召集和主持股东 大会，连续九十日以上单独或者合计持有公司百分之十以上股份的股东可以自行 召集和主持。 第五十条 监事会或股东决定自行召集股东大会的，须书面通知董事会， 同时向公司所在地中国证监会派出机构和证券交易所备案。 在股东大会决议公告前，召集股东持股比例不得低于 百分之十。 召集股东应在发出股东大会通知及股东大会决议公告时，向公司所在地中国 证监会派出机构和证券交易所提交有关证明材料。 第五十一条 对于监事会或股东自行召集的股东大会，董事会和董事会秘书 将予配合。董事会应当提供股权登记日的股东名册。 第五十二条 监事会或股东自行召集的股东大会，会议所必需的费用由本公 司承担。 第四节 股东大会的提案与通知 第五十三条 提案的内容应当属于股东大会职权范围，有明确议题和具体决 议事项，并且符合法律、行政法规和本章程的有关规定。 第五十四条 公司召开股东大会，董事会、监事会以及单独或者合并持有公 司百分之三以上股份的股东，有权向公司提出提案。 单独或者合计持有公司百分之三以上股份的股东，可以在股东大会召开十日 前提出临时提案并书面提交召集人。召集人应当在收到提案后两日内发出股东大 会补充通知，公告临时提案的内容。 除前款规定的情形外，召集人在发出股东大会通知后，不得修改股东大会通 知中已列明的提案或增加新的提案。 股东大会通知中未列明或不符合本章程第五十三条规定的提案，股东大会不 得进行表决并作出决议。 第五十五条 召集人将在年度股东大会召开二十日前以公告方式通知各股 东，临时股东大会将于会议召开十五日前以公告方式通知各股东。 第五十六条 股东大会的通知包括以下内容： (一)会议的时间、地点和会议期限； (二)提交会议审议的事项和提案； (三)以明显的文字说明：全体普通股股东（含表决权恢复的优先股股东）均 有权出席股东大会，并可以书面委托代理人出席会议和参加表决，该股东代理人 不必是公司的股东； (四)有权出席股东大会股东的股权登记日； (五)会务常设联系人姓名，电话号码。 第五十七条 股东大会拟讨论董事、监事选举事项的，股东大会通知中将充 分披露董事、监事候选人的详细资料，至少包括以下内容： (一)教育背景、工作经历、兼职等个人情况； (二)与本公司或本公司的控股股东及实际控制人是否存在关联关系； (三)披露持有本公司股份数量； (四)是否受过中国证监会及其他有关部门的处罚和证券交易所惩戒。 除采取累积投票制选举董事、监事外，每位董事、监事候选人应当以单项提 案提出。 第五十八条 发出股东大会通知后，无正当理由，股东大会不应延期或取消， 股东大会通知中列明的提案不应取消。一旦出现延期或取消的情形，召集人应当 在原定召开日前至少两个工作日公告并说明原因。 第五节 股东大会的召开 第五十九条 本公司董事会和其他召集人将采取必要措施，保证股东大会的 正常秩序。对于干扰股东大会、寻衅滋事和侵犯股东合法权益的行为，将采取措 施加以制止并及时报告有关部门查处。 第六十条 股权登记日登记在册的所有普通股股东（含表决权恢复的优先 股股东）或其代理人，均有权出席股东大会。并依照有关法律、法规及本章程行 使表决权。 股东可以亲自出席股东大会，也可以委托代理人代为出席和表决。 第六十一条 个人股东亲自出席会议的，应出示本人身份证或其他能够表明 其身份的有效证件或证明、股票账户卡；委托代理他人出席会议的，应出示本人 有效身份证件、股东授权委托书。 法人股东应由法定代表人或者法定代表人委托的代理人出席会议。法定代表 人出席会议的，应出示本人身份证、能证明其具有法定代表人资格的有效证明； 委托代理人出席会议的，代理人应出示本人身份证、法人股东单位的法定代表人 依法出具的书面授权委托书。 第六十二条 股东出具的委托他人出席股东大会的授权委托书应当载明下 列内容： (一)代理人的姓名； (二)是否具有表决权； (三)分别对列入股东大会议程的每一审议事项投赞成、反对或弃权票的指 示； (四)委托书签发日期和有效期限； (五)委托人签名(或盖章)。委托人为法人股东的，应加盖法人单位印章。 第六十三条 委托书应当注明如果股东不作具体指示，股东代理人是否可以 按自己的意思表决。 第六十四条 代理投票授权委托书由委托人授权他人签署的，授权签署的授 权书或者其他授权文件应当经过公证。经公证的授权书或者其他授权文件，和投 票代理委托书均需备置于公司住所或者召集会议的通知中指定的其他地方。 委托人为法人的，由其法定代表人或者董事会、其他决策机构决议授权的人 作为代表出席公司的股东大会。 第六十五条 出席会议人员的会议登记册由公司负责制作。会议登记册载明 参加会议人员姓名(或单位名称)、身份证号码、住所地址、持有或者代表有表决 权的股份数额、被代理人姓名(或单位名称)等事项。 第六十六条 召集人和公司聘请的律师将依据证券登记结算机构提供的股 东名册共同对股东资格的合法性进行验证，并登记股东姓名(或名称)及其所持有 表决权的股份数。在会议主持人宣布现场出席会议的股东和代理人人数及所持有 表决权的股份总数之前，会议登记应当终止。 第六十七条 股东大会召开时，本公司全体董事、监事和董事会秘书应当出 席会议，总裁和其他高级管理人员应当列席会议。 第六十八条 股东大会由董事长主持。董事长不能履行职务或不履行职务 时，由副董事长主持，副董事长不能履行职务或者不履行职务时，由半数以上董 事共同推举的一名董事主持。 监事会自行召集的股东大会，由监事会主席主持。监事会主席不能履行职务 或不履行职务时，由半数以上监事共同推举的一名监事主持。 股东自行召集的股东大会，由召集人推举代表主持。 召开股东大会时，会议主持人违反议事规则使股东大会无法继续进行的，经 现场出席股东大会有表决权过半数的股东同意，股东大会可推举一人担任会议主 持人，继续开会。 第六十九条 公司制定股东大会议事规则，详细规定股东大会的召开和表决 程序，包括通知、登记、提案的审议、投票、计票、表决结果的宣布、会议决议 的形成、会议记录及其签署、公告等内容，以及股东大会对董事会的授权原则， 授权内容应明确具体。股东大会议事规则应作为章程的附件，由董事会拟定，股 东大会批准。 第七十条 在年度股东大会上，董事会、监事会应当就其过去一年的工作 向股东大会作出报告。每名独立董事也应作出述职报告。 第七十一条 董事、监事、高级管理人员在股东大会上就股东的质询和建议 作出解释和说明。 第七十二条 会议主持人应当在表决前宣布现场出席会议的股东和代理人 人数及所持有表决权的股份总数，现场出席会议的股东和代理人人数及所持有表 决权的股份总数以会议登记为准。 第七十三条 股东大会应有会议记录，由董事会秘书负责。 会议记录记载以下内容： (一)会议时间、地点、议程和召集人姓名或名称； (二)会议主持人以及出席或列席会议的董事、监事、总裁和其他高级管理人 员姓名； (三)出席会议的股东和代理人人数、所持有表决权的股份总数及占公司股份 总数的比例； (四)对每一提案的审议经过、发言要点和表决结果； (五)股东的质询意见或建议以及相应的答复或说明； (六)律师及计票人、监票人姓名； (七)本章程规定应当载入会议记录的其他内容。 第七十四条 召集人应当保证会议记录内容真实、准确和完整。出席会议的 董事、监事、董事会秘书、召集人或其代表、会议主持人应当在会议记录上签名。 会议记录应当与现场出席股东的签名册及代理出席的委托书、网络及其他方式表 决情况的有效资料一并保存，保存期限为十年。 第七十五条 召集人应当保证股东大会连续举行，直至形成最终决议。因不 可抗力等特殊原因导致股东大会中止或不能作出决议的，应采取必要措施尽快恢 复召开股东大会或直接终止本次股东大会，并及时公告。同时，召集人应向公司 所在地中国证监会派出机构及证券交易所报告。 第六节 股东大会的表决和决议 第七十六条 股东大会决议分为普通决议和特别决议。 股东大会作出普通决议，应当由出席股东大会的股东(包括股东代理人)所持 表决权的二分之一以上通过。 股东大会作出特别决议，应当由出席股东大会的股东(包括股东代理人)所持 表决权的三分之二以上通过。 第七十七条 下列事项由股东大会以普通决议通过： (一)董事会和监事会的工作报告； (二)董事会拟定的利润分配方案和弥补亏损方案； (三)董事会和监事会成员的任免及其报酬和支付方法； (四)公司年度预算方案、决算方案； (五)公司年度报告； (六)除法律、行政法规或本章程规定应当以特别决议通过以外的其他事项。 第七十八条 下列事项由股东大会以特别决议通过： (一)公司增加或者减少注册资本； (二)公司的分立、合并、解散和清算； (三)本章程的修改； (四)公司在一年内购买、出售重大资产或者担保金额超过公司最近一期经审 计总资产百分之三十的； (五)股权激励计划； (六)法律、行政法规或本章程规定的，以及股东大会以普通决议认定会对公 司产生重大影响的、需要以特别决议通过的其他事项。 第七十九条 股东(包括股东代理人)以其所代表的有表决权的股份数额行使 表决权，每一股份享有一票表决权。 股东大会审议影响中小投资者利益的重大事项时，对中小投资者表决应当单 独计票。单独计票结果应当及时公开披露。 公司持有的本公司股份没有表决权，且该部分股份不计入出席股东大会有表 决权的股份总数。 公司董事会、独立董事和符合相关规定条件的股东可以公开征集股东投票 权。征集股东投票权应当向被征集人充分披露具体投票意向等信息。禁止以有偿 或者变相有偿的方式征集股东投票权。公司不得对征集投票权提出最低持股比例 限制。 第八十条 股东大会审议有关关联交易事项时，关联股东不应当参与投票 表决，其所代表的有表决权的股份数不计入有效表决总数；股东大会决议的公告 应当充分披露非关联股东的表决情况 。 前款所称关联股东包括下列股东或者具有下列情形之一的股东： （一）为交易对方； （二）为交易对方的直接或者间接控制人； （三）被交易对方直接或者间接控制； （四）与交易对方受同一法人或其他组织或者自然人直接或间接控制； （五）因与交易对方或者其关联人存在尚未履行完毕的股权转让协议或者其 他协议而使其表决权受到限制和影响的股东； （六）中国证监会或者 证 券 交易所 所认定的可能造成上市公司利益对其倾斜 的股东。 关联股东的回避和表决程序为： (一)公司董事会秘书或关联股东或其他股东根据相关规定提出关联股东回避 申请并进行回避； (二)关联股东不得参与审议有关关联交易事项； (三)股东大会对有关关联交易事项进行表决时，在扣除关联股东所代表的有 表决权的股份数后，由出席股东大会的非关联股东按本章程规定表决。 第八十一条 公司应在保证股东大会合法、有效的前提下，通过各种方式和 途径，优先提供网络形式的投票平台等现代信息技术手段，为股东参加股东大会 提供便利。 第八十二条 除公司处于危机等特殊情况外，非经股东大会以特别决议批 准，公司将不与董事、总裁和其它高级管理人员以外的人订立将公司全部或者重 要业务的管理交予该人负责的合同。 第八十三条 董事、监事候选人名单以提案的方式提请股东大会表决。 在董事、监事的选举过程中，当控股股东控股比例在百分之三十以上时，应 当采用累积投票制，具体使用办法为：股东大会在选举两名以上董事、监事时， 股东所持有的每一股份都拥有与应选董事、监事总人数相等的投票权，股东既可 以用所有的投票权集中选举一人，也可以分散选举数人，按得票多少依次决定董 事、监事人选。 前款所称累积投票制是指股东大会选举董事或者监事时，每一股份拥有与应 选董事或者监事人数相同的表决权，股东拥有的表决权可以集中使用。董事会应 当向股东公告候选董事、监事的简历和基本情况。 董事及监事的提名方式和程序为： (一)股份公司成立后首届董事会董事，首届监事会中的股东代表监事须由股 东大会从发起人各方推荐的董事候选人、监事候选人中选举产生。 (二)董事会、监事会换届选举或在届内更换董事、监事时，由现届董事会、 监事会听取有关股东意见，或由单独或合并持有公司发行在外有表决权股份总数 百分之三以上的股东通过股东大会临时提案的方式提名，提出下届董事会、监事 会成员侯选人名单。董事、监事候选人名单以提案的方式提请股东大会表决。 (三)监事会中的职工代表由公司职工通过职工代表大会、职工大会或者其他 形式民主选举产生。 董事会、监事会提名董事、监事候选人的具体方式和程序为：1、在章程规 定的人数范围内，按照拟选任的人数，由董事会提名委员会(以下简称提名委员 会)提出董事候选人的建议名单，经董事会决议通过后，由董事会提出董事候选 人名单提交股东大会选举；由监事会提出拟由股东代表出任的监事候选人的建议 名单，经监事会决议通过后，由监事会提出股东代表出任的监事候选人名单提交 股东大会选举； 2、单独或合并持有公司发行在外有表决权股份总数百分之三以 上的股东可以向公司董事会提出董事候选人或向公司监事会提出由股东代表出 任的监事候选人。如公司董事会或监事会未接受上述股东的提名，上述股东可以 临时提案的方式向股东大会提出，但应当遵守法律、法规及公司章程关于股东大 会临时提案的有关规定。3、监事会中的职工代表由公司职工通过职工代表大会、 职工大会或者其他形式民主选举产生。 第八十四条 股东大会审议董事、监事选举的提案，应当对每一个董事、监 事候选人逐个进行表决。 第八十五条 董事候选人应在股东大会召开之前作出书面承诺，同意接受提 名，承诺公开披露的董事候选人的详细资料真实、完整并保证当选后切实履行董 事职责。 第八十六条 除累积投票制外，股东大会将对所有提案进行逐项表决，对同 一事项有不同提案的，将按提案提出的时间顺序进行表决。除因不可抗力等特殊 原因导致股东大会中止或不能作出决议外，股东大会将不会对提案进行搁置或不 予表决。 第八十七条 股东大会审议提案时，不会对提案进行修改，否则，有关变更 应当被视为一个新的提案，不能在本次股东大会上进行表决。 第八十八条 同一表决权只能选择现场、网络或其他表决方式中的一种。同 一表决权出现重复表决的以第一次投票结果为准。 第八十九条 股东大会采取记名方式投票表决。 第九十条 股东大会对提案进行表决前，应当推举两名股东代表参加计票 和监票。审议事项与股东有利害关系的，相关股东及代理人不得参加计票、监票。 股东大会对提案进行表决时，应当由律师、股东代表与监事代表共同负责计 票、监票，并当场公布表决结果，决议的表决结果载入会议记录。 通过网络或其他方式投票的股东或其代理人，有权通过相应的投票系统查验 自己的投票结果。 第九十一条 股东大会现场结束时间不得早于网络或其他方式，会议主持人 应当宣布每一提案的表决情况和结果，并根据表决结果宣布提案是否通过。 在正式公布表决结果前，股东大会现场、网络及其他表决方式中所涉及的公 司、计票人、监票人、主要股东、网络服务方等相关各方对表决情况均负有保密 义务。 第九十二条 出席股东大会的股东，应当对提交表决的提案发表以下意见之 一：同意、反对或弃权。证券登记结算机构作为内地与香港股票市场交易互联互 通机制股票的名义持有人，按照实际持有人意思表示进行申报的除外。 未填、错填、字迹无法辨认的表决票、未投的表决票均视为投票人放弃表决 权利，其所持股份数的表决结果应计为“弃权”。 第九十三条 会议主持人如果对提交表决的决议结果有任何怀疑，可以对所 投票数组织点票；如果会议主持人未进行点票，出席会议的股东或者股东代理人 对会议主持人宣布结果有异议的，有权在宣布表决结果后立即要求点票，会议主 持人应当立即组织点票。 第九十四条 股东大会决议应当及时公告，公告中应列明出席会议的股东和 代理人人数、所持有表决权的股份总数及占公司有表决权股份总数的比例、表决 方式、每项提案的表决结果和通过的各项决议的详细内容。 第九十五条 提案未获通过，或者本次股东大会变更前次股东大会决议的， 应当在股东大会决议公告中作特别提示。 第九十六条 股东大会通过有关董事、监事选举提案的，新任董事、监事自 股东大会决议作出之日起就任。 第九十七条 股东大会通过有关派现、送股或资本公积转增股本提案的，公 司将在股东大会结束后两个月内实施具体方案。 第五章 董事会 第一节 董事 第九十八条 公司董事为自然人，有下列情形之一的，不能担任公司的董事： (一)无民事行为能力或者限制民事行为能力； (二)因贪污、贿赂、侵占财产、挪用财产或者破坏社会主义市场经济秩序， 被判处刑罚，执行期满未逾五年，或者因犯罪被剥夺政治权利，执行期满未逾五 年； (三)担任破产清算的公司、企业的董事或者厂长、总裁，对该公司、企业的 破产负有个人责任的，自该公司、企业破产清算完结之日起未逾三年； (四)担任因违法被吊销营业执照、责令关闭的公司、企业的法定代表人，并 负有个人责任的，自该公司、企业被吊销营业执照之日起未逾三年； (五)个人所负数额较大的债务到期未清偿； (六)被中国证监会处以证券市场禁入处罚，期限未满的； (七)法律、行政法规或部门规章规定的其他内容。 违反本条规定选举、委派董事的，该选举、委派或者聘任无效。董事在任职 期间出现本条情形的，公司解除其职务。 第九十九条 董事由股东大会选举或更换，并可在任期届满前由股东大会解 除其职务。董事任期三年，任期届满可连选连任。 董事任期从就任之日起计算，至本届董事会任期届满时为止。董事任期届满 未及时改选，在改选出的董事就任前，原董事仍应当依照法律、行政法规、部门 规章和本章程的规定，履行董事职务。 董事可以由总裁或者其他高级管理人员兼任，但兼任总裁或者其他高级管理 人员职务的董事以及由职工代表担任的董事，总计不得超过公司董事总数的二分 之一。 第一百条 董事应当遵守法律、行政法规和本章程，对公司负有下列忠实 义务： (一)不得利用职权收受贿赂或者其他非法收入，不得侵占公司的财产； (二)不得挪用公司资金； (三)不得将公司资产或者资金以其个人名义或者其他个人名义开立账户存 储； (四)不得违反本章程的规定，未经股东大会或董事会同意，将公司资金借贷 给他人或者以公司财产为他人提供担保； (五)不得违反本章程的规定或未经股东大会同意，与本公司订立合同或者进 行交易； (六)未经股东大会同意，不得利用职务便利，为自己或他人谋取本应属于公 司的商业机会，自营或者为他人经营与本公司同类的业务； (七)不得接受与公司交易的佣金归为己有； (八)不得擅自披露公司秘密； (九)不得利用其关联关系损害公司利益； (十)法律、行政法规、部门规章及本章程规定的其他忠实义务。 董事违反本条规定所得的收入，应当归公司所有；给公司造成损失的，应当 承担赔偿责任。 第一百〇一条 董事应当遵守法律、行政法规和本章程，对公司负有下列 勤勉义务： (一)应谨慎、认真、勤勉地行使公司赋予的权利，以保证公司的商业行为符 合国家法律、行政法规以及国家各项经济政策的要求，商业活动不超过营业执照 规定的业务范围； (二)应公平对待所有股东； (三)及时了解公司业务经营管理状况； (四)应当对公司定期报告签署书面确认意见。保证公司所披露的信息真实、 准确、完整； (五)应当如实向监事会提供有关情况和资料，不得妨碍监事会或者监事行使 职权； (六)法律、行政法规、部门规章及本章程规定的其他勤勉义务。 第一百〇二条 董事连续两次未能亲自出席，也不委托其他董事出席董事会 会议，视为不能履行职责，董事会应当建议股东大会予以撤换。 第一百〇三条 董事可以在任期届满以前提出辞职。董事辞职应向董事会提 交书面辞职报告。董事会将在两日内披露有关情况。 如因董事的辞职导致公司董事会低于法定最低人数时，在改选出的董事就任 前，原董事仍应当依照法律、行政法规、部门规章和本章程规定，履行董事职务。 除前款所列情形外，董事辞职自辞职报告送达董事会时生效。 第一百〇四条 董事辞职生效或者任期届满，应向董事会办妥所有移交手 续，其对公司和股东承担的忠实义务，在任期结束后并不当然解除，在两年内仍 然有效。 第一百〇五条 未经本章程规定或者董事会的合法授权，任何董事不得以个 人名义代表公司或者董事会行事。董事以其个人名义行事时，在第三方会合理地 认为该董事在代表公司或者董事会行事的情况下，该董事应当事先声明其立场和 身份。 第一百〇六条 董事执行公司职务时违反法律、行政法规、部门规章或本章 程的规定，给公司造成损失的，应当承担赔偿责任。 第一百〇七条 独立董事应按照法律、行政法规及部门规章的有关规定执 行。 第二节 董事会 第一百〇八条 公司设董事会，对股东大会负责。 第一百〇九条 董事会由九 名董事组成，设董事长一人，副董事长一 人。 第一百一十条 董事会行使下列职权： (一)召集股东大会，并向股东大会报告工作； (二)执行股东大会的决议； (三)决定公司的经营计划和投资方案； (四)制订公司的年度财务预算方案、决算方案； (五)制订公司的利润分配方案和弥补亏损方案； (六)制订公司增加或者减少注册资本、发行债券或其他证券及上市方案； (七)拟订公司重大收购、收购本公司股票或者合并、分立、解散及变更公司 形式的方案； (八)在股东大会授权范围内，决定公司对外投资、收购出售资产、资产抵押、 对外担保事项、委托理财、关联交易等事项； (九)决定公司内部管理机构的设置； (十)聘任或者解聘公司总裁、董事会秘书；根据总裁的提名，聘任或者解聘 公司副总裁、财务负责人等高级管理人员，并决定其报酬事项和奖惩事项； (十一)制订公司的基本管理制度； (十二)制订本章程的修改方案； (十三)管理公司信息披露事项； (十四)向股东大会提请聘请或更换为公司审计的会计师事务所； (十五)听取公司总裁的工作汇报并检查总裁的工作； (十六)法律、行政法规、部门规章或本章程授予的其他职权。 公司董事会设立战略委员会、审计委员会、提名委员会、薪酬与考核委员会 等专门委员会。专门委员会对董事会负责，依照本章程和董事会授权履行职责， 提案应当提交董事会审议决定。专门委员会成员全部由董事组成，其中审计委员 会、提名委员会、薪酬与考核委员会中独立董事占多数并担任召集人，审计委员 会的召集人为会计专业人士。董事会负责制定专门委员会工作规程，规范专门委 员会的运作。 第一百一十一条 公司董事会应当就注册会计师对公司财务报告出具的非 标准审计意见向股东大会作出说明。 第一百一十二条 董事会制定董事会议事规则，以确保董事会落实股东大 会决议，提高工作效率，保证科学决策。 第一百一十三条 董事会应当确定对外投资、收购出售资产、资产抵押、 对外担保事项、委托理财、关联交易的权限，建立严格的审查和决策程序；重大 投资项目应当组织有关专家、专业人员进行评审，并报股东大会批准。 股东大会授予董事会对外投资、收购出售资产、资产抵押、对外担保事项、 委托理财、关联交易的权限依据股东大会审议通过的对外投资管理办法、对外担 保管理办法、关联交易管理办法等公司相关制度执行。 第一百一十四条 董事会设董事长一人，副董事长一 人。董事长和副董事 长由董事会以全体董事的过半数选举产生。 第一百一十五条 董事长行使下列职权： (一)主持股东大会和召集、主持董事会会议； (二)督促、检查董事会决议的执行； ( 三 ) 签署公司股票、公司债券及其他有价证券； (四)签署董事会重要文件和其他应由公司法定代表人签署的其他文件； (五)行使法定代表人的职权； (六)批准实施以下事项： 1 、 不超过公司最近一期经审计总资产百分之零点五 的对外投资、收购出售 资产、资产抵押、委托理财等事项（关联交易、对外担保除外） 。 上述购买或者出售资产是指公司在日常经营活动之外的资产购买或出售。 2 、公司拟与关联人发生的交易金额 在人民币 三百 万元以下，或占公司最近 一期经审计净资产绝对值在 百分之零点五 以下的关联交易； 3 、董事会授予的全年贷款额度范围内的贷款，以及在超过全年贷款额度时 单笔新增金额或在一个完整会计年度内累计新增金额低于最近一期经审计总资 产 百分之零点五 以下的贷款； 4 、聘任或者解聘除应由董事会决定聘任或者解聘以外的负责管理人员。 (七)在发生特大自然灾害等不可抗力的紧急情况下，对公司事务行使符合法 律规定和公司利益的特别处置权，并在事后向公司董事会和股东大会报告； (八)董事会授予的其他职权。 第一百一十六条 公司副董事长协助董事长工作，董事长不能履行职务或 者不履行职务的，由副董事长履行职务；副董事长不能履行职务或者不履行职务 的，由半数以上董事共同推举一名董事履行职务。 第一百一十七条 董事会每年至少召开两次会议，由董事长召集，于会议 召开十日以前书面通知全体董事和监事。 第一百一十八条 代表十分之一以上表决权的股东、三分之一以上董事或 者监事会，可以提议召开董事会临时会议。董事长应当自接到提议后十日内，召 集和主持董事会会议。 第一百一十九条 董事会召开临时 董事会 会议的通知可以采用专人送达、 传真、电子邮件的方式，通知时限为会议召开 三 日前通知全体董事。但是，情况 紧急需尽快召开董事会临时会 议的，可以通过电话或者其他口头方式发出会议通 知，但召集人应在会议上作出说明 。 第一百二十条 董事会会议通知包括以下内容： (一)会议日期和地点； (二)会议期限； (三)事由及议题； (四)发出通知的日期。 第一百二十一条 董事会会议应有过半数的董事出席方可举行。董事会作 出决议，必须经全体董事的过半数通过。 董事会决议的表决，实行一人一票。 第一百二十二条 董事会审议关联交易事项时，关联董事应当回避表决， 也不得代理其他董事行使表决权。该董事会会议由过半数的无关联关系董事出席 即可举行，董事会会议所作决议须经无关联关系董事过半数通过。出席董事会的 无关联董事人数不足三人的，应将该事项提交股东大会审议。 前款所称关联董事包括下列董事或者具有下列情形之一的董事： （一）为交易对方； （二）为交易对方的直接或者间接控制人； （三）在交易对方任职，或者在能直接或间接控制该交易对方的法人或其他 组织、该交易对方直接或者间接控制的法人或其他组织任职； （四）为交易对方或者其直接或者间接控制人的关系密切的家庭成员（关系 密切的家庭成员，包括配偶、年满18周岁的子女及其配偶、父母及配偶的父母、 兄弟姐妹及其配偶、配偶的兄弟姐妹、子女配偶的父母，下同）； （五）为交易对方或者其直接或者间接控制人的董事、监事或高级管理人员 的关系密切的家庭成员； （六）中国证监会、证券交易所或者公司基于实质重于形式原则认定的其独 立商业判断可能受到影响的董事。 董事个人或者其所任职的其他企业直接或者间接与公司已有的或者计划中 的合同、交易、安排有关联关系时 ( 聘任合同除外 ) ，不论有关事项在一般情况 下是否需要董事会批准同意，均应当尽快向董事会披露其关联关系的性质和程 度。 除非有关联关系的董事按照本条前款的要求向董事会作了披露，并且董事 会在不将其计入法定人数，该董事亦未参加表决的会议上 批准了该事项，公司 有权撤销该合同、交易或者安排，但在对方是善意第三人的情况下除外。有关 联关系的董事在董事会就有关联交易进行表决时不参与表决。 有关联关系的董事回避和表决程序为： ( 一 ) 公司董事会秘书或关联关系董事或其他董事根据相关规定提出关联董 事回避申请并进行回避； ( 二 ) 关联关系董事不得参与审议有关联交易事项； ( 三 ) 董事会对有关联交易事项进行表决时，在扣除关联关系董事所代表 的表决权后，由出席董事会的非关联关系董事按本章程规定表决。 第一百二十三条 董事会决议表决方式为：以记名方式投票或举手表决。 每名董事有一票表决权。 董事会临时会议在保障董事充分表达意见的前提下，可以用传真等方式进行 并作出决议，并由参会董事签字。 第一百二十四条 董事会会议，应由董事本人出席；董事因故不能出席， 可以书面委托其他董事代为出席，委托书中应载明代理人的姓名，代理事项、授 权范围和有效期限，并由委托人签名或盖章。代为出席会议的董事应当在授权范 围内行使董事的权利。董事未出席董事会会议，亦未委托代表出席的，视为放弃 在该次会议上的投票权。 第一百二十五条 董事会应当对会议所议事项的决定做成会议记录，出席 会议的董事应当在会议记录上签名。 董事会会议记录作为公司档案保存，保存期限为十 年。 第一百二十六条 董事会会议记录包括以下内容： (一)会议召开的日期、地点和召集人姓名； (二)出席董事的姓名以及受他人委托出席董事会的董事(代理人)姓名； (三)会议议程； (四)董事发言要点； (五)每一决议事项的表决方式和结果(表决结果应载明赞成、反对或弃权的票 数)。 第三节 独立董事 第一百二十七条 公司董事会设三名独立董事。独立董事应当忠实履行职 务，维护公司利益，尤其要关注中小股东的合法权益不受损害。 独立董事应当独立公正地履行职责，不受公司主要股东、实际控制人或其他 与公司存在利害关系的单位和个人的影响。若 发现所审议事项存在影响其独立性 的情况，应向公司申明并实行回避。任职期间出现明显影响独立性的情形的，应 及时通知公司，必要时应提出辞职。 第一百二十八条 公司董事会、监事会、单独或者合并持有公司已发行股 份百分之一以上的股东可以提出独立董事候选人，并经股东大会选举决定。 第一百二十九条 独立董事除享有法律、法规及本公司章程赋予董事的职 权外，还享有以下特别职权： (一)重大关联交易 ( 指公司拟与关联人达成的总额高于三百万元且高于公司 最近经审计净资产值百分之零点五的关联交易 ) 应由独立董事认可后，提交董事 会讨论；独立董事作出判断前，可以聘请中介机构 出具独立财务顾问报告，作为 其判断的依据。 (二)向董事会提议聘用或解聘会计师事务所； (三)向董事会提请召开临时股东大会； (四)提议召开董事会； (五)独立聘请外部审计机构和咨询机构； (六)可以在股东大会召开前公开向股东征集投票权。 独立董事行使上述职权应当取得全体独立董事的二分之一以上同意。 如上述提议未被采纳或上述职权不能正常行使，公司应将有关情况予以披 露。 第一百三十条 独立董事应当按时出席董事会议，了解公司的生产经营和 运作情况，主动调查、获取做出决策所需要的情况和资料。 除参加董事会议 外，独立董事每年应 保证不少于十天的时间，对公司生产经营状况、管理和内部 控制等制度的建设及执行情况、董事会决议执行情况等进行现场调查。 独立董事应当向公司年度股东大会提交全体独立董事年度报告书，对其履行 职责情况进行说明。 第一百三十一条 独立董事应当对下述公司重大事项发表同意、保留意见 及其理由、反对意见及其理由和无法发表意见及其理由的独立意见： ( 一 ) 提名、任免董事； ( 二 ) 聘任解聘高级管理人员； ( 三 ) 公司董事、高级管理人员的薪酬； ( 四 ) 公司董事会未作出现金利润分配 预案； ( 五 ) 公司的股东、实际控制人及其关联企业对公司现有或新发生的总额高 于三百万元或高于公司最近经审计净资产值的百分之五的借款或其他资金往来， 以及公司是否采取有效措施回收欠款； ( 六 ) 独立董事认为有可能损害中小股东合法权益的事项； ( 七 ) 公司章程规定的其他事项。 第一百三十二条 独立董事发现公司存在下列情形时，应当积极主动履行 尽职调查义务，必要时应聘请中介机构进行专项调查： ( 一 ) 重要事项未按规定提交董事会审议； ( 二 ) 未及时履行信息披露义务； ( 三 ) 公开信息中存在虚假记载、误导性陈述或重大遗漏； ( 四 ) 其他涉嫌违法违规或损害中小股东权益的情形。 第一百三十三条 出现下列情形之一的，独立董事应当发表公开声明： ( 一 ) 被公司免职，本人认为免职理由不当的； ( 二 ) 由于公司存在妨碍独立董事依法行使职权的情形，致使独立董事辞职 的； ( 三 ) 董事会议材料不充分时，两名以上独立董事书面要求延期召开董事 会会议或延期审议； ( 四 ) 对公司涉嫌违法违规行为向董事会报告后，董事会未采取有效措施 的； ( 五 ) 严重妨碍独立董事履行职责的其 他情形。 第一百三十四条 独立董事应当向公司年度股东大会提交述职报告，述职 报告应包括以下内容： ( 一 ) 上年度出席董事会及股东大会次数及投票情况； ( 二 ) 发表独立意见的情况； ( 三 ) 保护中小股东合法权益方面所做的工作； ( 四 ) 履行独立董事职务所做的其他工作，如提议召开董事会、提议聘用或 解聘会计师事务所、独立聘请外部审计机构和咨询机构等。 第一百三十五条 公司应当建立独立董事工作制度，董事会秘书应当积极 配合独立董事履行职责。公司应保证独立董事享有与其他董事同等的知情权，及 时向独立董事提供相关材料和信息，定 期通报公司运营情况，必要时可组织独立 董事实地考察。 第一百三十六条 独立董事每届任期与公司其他董事相同，任期届满，可 连选连任，但是连任时间不得超过六年。独立董事任期届满前，无正当理由不得 被免职。提前免职的，公司应将其作为特别披露事项予以披露。 第一百三十七条 独立董事在任期届满前可以提出辞职。独立董事辞职应 向董事会提交书面辞职报告，对任何与其辞职有关或其认为有必要引起公司股东 和债权人注意的情况进行说明。 独立董事辞职导致独立董事成员或董事会成员低于法定或公司章程规定最 低人数的，在改选的独立董事就任前，独立董事仍应当按照法律、行政法规及 本 章程的规定，履行职务。董事会应当两个月内召开股东大会改选独立董事，逾期 不召开股东大会的，独立董事可以不再履行职务。 第一百三十八条 公司董事会拟定《独立董事工作制度》，由股东大会审议 通过并遵照执行，以确保独立董事工作效率和科学决策，规范运作。《独立董事 工作制度》作为附件是公司章程的组成部分。 第四节 董事会秘书 第一百三十九条 公司设立董事会秘书一名。董事会秘书为公司高级管理 人员，对公司和董事会负责。 第一百四十条 董事会秘书应当具有必备的专业知识和经验，由董事会委 任。董事会秘书的任职资格： ( 一 ) 董事会秘书应当掌握财务、税收、法律、金融、企业管理等方 面的知 识，具有良好的个人品质和职业道德，严格遵守法律、法规、规章，能够忠诚 地履行职责，并具有较强的处理公共事务的能力； ( 二 ) 有下列情形之一的人士不得担任公司董事会秘书： 1 、有《公司法》第一百四十 六 条规定情形之一； 2 、 最近三年 受到 过 中国证监会 的 行政处罚； 3 、最近三年受到 过 证券交易所公开谴责或三次以上通报批评； 4 、本章程第九十 八 条规定不得担任公司董事的情形； 5 、本公司现任监事； 6 、其他不适合担任董事会秘书的其他情形。 ( 三 ) 有以下情形之一的，公司应当自事实发生之日起一个月内解聘董事会 秘书： 1 、出现本条第 ( 二 ) 款所规定情形之一； 2 、连续三个月以上不能履行职责； 3 、在执行职务时出现重大错误或疏漏，给投资者造成重大损失； 4 、违反国家法律、法规、规章、证券交易所规定和公司章程，给公司 股东造成重大损失。 第一百四十一条 董事会秘书的主要职责是： ( 一 ) 负责公司信息对外公布，协调公司信息披露事务，组 织制定公司信息 披露事务管理制度，督促公司和相关信息披露义务人遵守信息披露相关规定 ； ( 二 ) 负责投资者关系管理 ， 协调公司与证券监管机构、投资者、证券服务 机构、媒体等之间的信息沟通 ； ( 三 ) 组织筹备董事会议和股东大会议 ，参加股东大会议、董事会 议、监事会议及高级管理人员相关会议，负责董事会议记录工作并签字 ； ( 四 ) 负责公司信息披露的保密工作，在未公开重大信息泄露时，及时向证 券交易所报告并披露 ； ( 五 ) 关注媒体报道并主动求证报道的真实性，督促公司董事会及时回复证 券交易所问询 ； ( 六 ) 组织公司董事、监事和高级管理人员进行相关法律、行政法规、证券 交易所上市规则及相关规定的培训 ， 协助前述人员了解各自在信息披露中的职 责 ； ( 七 ) 知悉公司董事、监事和高级管理人员违反法律、行政法规、部门规章、 其他规范性文件、证券交易所上市规则及 其他规定和公司章程时，或者公司作 出或可能作出违反相关规定的决策时 ， 应当提醒相关人员 ， 并立即向 证券交易 所报告 ； ( 八 ) 负责公司股权管理事务 ， 保管公司董事、监事、高级 管理人员、控股 股东及其董事、监事、高级管理人员持有本公司股份的资料 ， 并负责披露公司 董事、监事、高级管理人员持股变动情况 ； ( 九 ) 《公司法》 、中国证监会、证券交易所和 公司章程要求履行的其他职责。 第一百四十二条 公司董事或者其他高级管理人员可以兼任公司的董事 会秘书。公司聘请的会计师事务所的注册会计师和律师事务所的律师不得兼任 公司的董事会秘书。 第一百四十三条 董事会秘书由董事 长提名，经董事会聘任或者解聘。董 事兼任董事会秘书的，如某一行为需由董事、董事会秘书分别做出时，则该兼 任董事及公司董事会秘书的人不得以双重身份做出。 第一百四十四条 公司应当为董事会秘书履行职责提供便利条件，董事、 监事、高级管理人员及公司有关人员应当支持、配合董事会秘书的工作。 董事会秘书为履行职责有权了解公司的财务和经营情况，参加涉及信息披 露的有关会议，查阅涉及信息披露的所有文件，并要求公司有关部门和人员及 时提供相关资料和信息。 第一百四十五条 公司应当在聘任董事会秘书时与其签订保密协议，要求 其承诺在任职期间以及在离任后持续履行保密义 务直至有关信息披露为止，但 涉及公司违法违规的信息除外。 董事会秘书离任前，应当接受董事会、监事会的离任审查，在公司监事会 的监督下移交有关档案文件、正在办理或待办理事项。 公司董事会秘书空缺期间，董事会应当指定一名董事或高级管理人员代行 董事会秘书的职责，同时尽快确定董事会秘书人选。公司指定代行董事会秘书 职责的人员之前，由董事长代行董事会秘书职责。董事会秘书空缺期间超过三 个月 的 ，董事长应当代行董事会秘书职责，直至公司正式聘任董事会秘书。 第六章 总裁及其他高级管理人员 第一百四十六条 公司设总裁一名，副总裁若干名，副总裁的具体人数由 董事会讨论决定，财务总监一名，前述高级管理人员 由董事会聘任或解聘。 公司总裁、副总裁、财务总监、董事会秘书为公司高级管理人员。 第一百四十七条 本章程第九十八条关于不得担任董事的情形、同时适用 于高级管理人员。 本章程第一百零一条关于董事的忠实义务和第一百零二条(四)～(六)关于勤 勉义务的规定，同时适用于高级管理人员。 第一百四十八条 在公司控股股东、实际控制人单位担任除董事以外其他 职务的人员，不得担任公司的高级管理人员。 第一百四十九条 总裁每届任期三 年，总裁连聘可以连任。 第一百五十条 总裁对董事会负责，行使下列职权： (一)主持公司的生产经营管理工作，组织实施董事会决议，并向董事会报告 工作； (二)组织实施公司年度经营计划和投资方案； (三)拟订公司内部管理机构设置方案； (四)拟订公司的基本管理制度； (五)制订公司的具体规章； (六)提请董事会聘任或者解聘公司副总裁、财务总监； (七)决定聘任或者解聘除应由董事会决定聘任或者解聘以外的负责管理人 员； (八)本章程或董事会授予的其他职权。 总裁列席董事会会议。 第一百五十一条 总裁应制订总裁工作细则，报董事会批准后实施。 第一百五十二条 总裁工作细则包括下列内容： (一)管理层会议召开的条件、程序和参加的人员； (二)总裁及其他高级管理人员各自具体的职责及其分工； (三)公司资金、资产运用，签订重大合同的权限，以及向董事会的报告制度； (四)董事会认为必要的其他事项。 第一百五十三条 总裁可以在任期届满以前提出辞职。有关总裁辞职的具 体程序和办法由总裁与公司之间的劳务合同规定。 第一百五十四条 副总裁由总裁提名，经董事会聘任或解聘。副总裁协助 总裁工作。 第一百五十五条 高级管理人员执行公司职务时违反法律、行政法规、部 门规章或本章程的规定，给公司造成损失的，应当承担赔偿责任。 第七章 监事会 第一节 监事 第一百五十六条 本章程第九十八条关于不得担任董事的情形、同时适用 于监事。 董事、总裁和其他高级管理人员不得兼任监事。 第一百五十七条 监事应当遵守法律、行政法规和本章程，对公司负有忠 实义务和勤勉义务，不得利用职权收受贿赂或者其他非法收入，不得侵占公司的 财产。 第一百五十八条 监事的任期每届为三年。监事任期届满，连选可以连任。 第一百五十九条 监事任期届满未及时改选，或者监事在任期内辞职导致 监事会成员低于法定人数的，在改选出的监事就任前，原监事仍应当依照法律、 行政法规和本章程的规定，履行监事职务。 第一百六十条 监事应当保证公司披露的信息真实、准确、完整。 第一百六十一条 监事可以列席董事会会议，并对董事会决议事项提出质 询或者建议。 第一百六十二条 监事不得利用其关联关系损害公司利益，若给公司造成 损失的，应当承担赔偿责任。 第一百六十三条 监事执行公司职务时违反法律、行政法规、部门规章或 本章程的规定，给公司造成损失的，应当承担赔偿责任。 第二节 监事会 第一百六十四条 公司设监事会。监事会由六 名监事组成，监事会设主席 一人。监事会主席由全体监事过半数选举产生。监事会主席召集和主持监事会会 议；监事会主席不能履行职务或者不履行职务的，由半数以上监事共同推举一名 监事召集和主持监事会会议。 监事会应当包括股东代表和适当比例的公司职工代表，其中职工代表的比例 为三分之一 。监事会中的职工代表由公司职工通过职工代表大会、职工大会或者 其他形式民主选举产生。 第一百六十五条 监事会行使下列职权： (一)应当对董事会编制的公司定期报告进行审核并提出书面审核意见； (二)检查公司财务； (三)对董事、高级管理人员执行公司职务的行为进行监督，对违反法律、行 政法规、本章程或者股东大会决议的董事、高级管理人员提出罢免的建议； (四)当董事、高级管理人员的行为损害公司的利益时，要求董事、高级管理 人员予以纠正； (五)提议召开临时股东大会，在董事会不履行《公司法》规定的召集和主持 股东大会职责时召集和主持股东大会； (六)向股东大会提出提案； (七)依照《公司法》第一百五十一条的规定，对董事、高级管理人员提起诉 讼； (八)发现公司经营情况异常，可以进行调查；必要时，可以聘请会计师事务 所、律师事务所等专业机构协助其工作，费用由公司承担； (九)本章程规定或股东大会授予的其他职权。 第一百六十六条 监事会每六个月至少召开一次会议。监事可以提议召开 临时监事会会议。 监事会决议应当经半数以上监事通过。 第一百六十七条 监事会制定监事会议事规则，明确监事会的议事方式和 表决程序，以确保监事会的工作效率和科学决策。 第一百六十八条 监事会应当将所议事项的决定做成会议记录，出席会议 的监事应当在会议记录上签名。 监事有权要求在记录上对其在会议上的发言作出某种说明性记载。监事会会 议记录作为公司档案保存十 年。 第一百六十九条 监事会会议通知包括以下内容： (一)举行会议的日期、地点和会议期限； (二)事由及议题； (三)发出通知的日期。 第八章 党委 第一百七十条 公司设立党委和中国共产党中新苏州工业园区开发集团股 份有限公司纪律检查委员会（以下简称公司纪委）。公司党委设书记一名，其他 党委成员若干名。董事长、党委书记原则上由一人担任，设立主抓公司党建工作 的专职副书记。符合条件的党委成员可以通过法定程序进入董事会、监事会、聘 任为高级管理人员，董事会、监事会、高级管理人员中符合条件的党员可以依照 有关规定和程序进入公司党委。 第一百七十一条 公司党委根据《中国共产党章程》等党内法规履行如下 职责： （一）保证监督党和国家方针政策在公司的贯彻执行，落实江苏省、苏州市 和园区党工委、管委会重大战略决策，国资部门以及上级党组织有关重要工作部 署。 （二）坚持党管干部原则与董事会依法选择经营管理者以及经营管理者依法 行使用人权相结合。公司党委对董事会、董事长或总裁提名的高级管理人员人选 进行酝酿并提出意见建议，或者向董事会、董事长或总裁推荐提名高级管理人员 人选；会同董事会对拟任人选进行考察，集体研究提出意见建议。 （三）研究讨论公司改革发展稳定、重大经营管理事项和涉及职工切身利益 的重大问题，并提出意见建议。 （四）承担全面从严治党主体责任。领导公司思想政治工作、统战工作、精 神文明建设、企业文化建设和工会、共青团等群团工作。领导党风廉政建设，支 持公司纪委切实履行监督责任。 第一百七十二条 公司纪委受公司党委和上级纪委双重领导，负责党风建 设和反腐倡廉工作，协助有关部门对违法违纪案件进行查处。 第九章 财务会计制度、利润分配和审计 第一节 财务会计制度 第一百七十三条 公司依照法律、行政法规和国家有关部门的规定，制定 公司的财务会计制度。 第一百七十四条 公司在每一会计年度结束之日起四个月内向中国证监会 和证券交易所报送年度财务会计报告，在每一会计年度前六个月结束之日起二个 月内向中国证监会派出机构和证券交易所报送半年度财务会计报告，在每一会计 年度前三个月和前九个月结束之日起的一个月内向中国证监会派出机构和证券 交易所报送季度财务会计报告。 上述财务会计报告按照有关法律、行政法规及部门规章的规定进行编制。 第一百七十五条 公司除法定的会计账簿外，将不另立会计账簿。公司的 资产，不以任何个人名义开立账户存储。 第一百七十六条 公司分配当年税后利润时，应当提取利润的百分之十列 入公司法定公积金。公司法定公积金累计额为公司注册资本的百分之五十以上 的，可以不再提取。 公司的法定公积金不足以弥补以前年度亏损的，在依照前款规定提取法定公 积金之前，应当先用当年利润弥补亏损。 公司从税后利润中提取法定公积金后，经股东大会决议，还可以从税后利润 中提取任意公积金。 公司弥补亏损和提取公积金后所余税后利润，按照股东持有的股份比例分 配，但本章程规定不按持股比例分配的除外。 股东大会违反前款规定，在公司弥补亏损和提取法定公积金之前向股东分配 利润的，股东必须将违反规定分配的利润退还公司。 公司持有的本公司股份不参与分配利润。 公司应当在公司章程中明确现金分红相对于股票股利在利润分配方式中的 优先顺序，并载明以下内容： （一）公司董事会、股东大会对利润分配尤其是现金分红事项的决策程序和 机制，对既定利润分配政策尤其是现金分红政策作出调整的具体条件、决策程序 和机制，以及为充分听取独立董事和中小股东意见所采取的措施。 （二）公司的利润分配政策尤其是现金分红政策的具体内容，利润分配的形 式，利润分配尤其是现金分红的期间间隔，现金分红的具体条件，发放股票股利 的条件，各期现金分红最低金额或比例（如有）等。 第一百七十七条 公司的公积金用于弥补公司的亏损、扩大公司生产经营 或者转为增加公司资本。但是，资本公积金将不用于弥补公司的亏损。 法定公积金转为资本时，所留存的该项公积金将不少于转增前公司注册资本 的百分之二十五。 第一百七十八条 公司股东大会对利润分配方案作出决议后，公司董事会 须在股东大会召开后两个月内完成股利(或股份)的派发事项。 第一百七十九条 公司的利润分配政策： （一）利润分配的原则 公司实行连续、稳定的利润分配政策，公司的利润分配应重视对投资者的合 理投资回报，保护投资者合法权益，并兼顾公司的可持续发展。 公司实行同股同利的利润分配政策。 （二）利润分配的形式和期间间隔 公司可以采取现金、股票、现金和股票相结合或者法律、法规允许的其他方 式分配利润，但应当优先采用现金分红的利润分配方式。具备现金分红条件的， 应当采用现金分红进行利润分配。 在具备利润分配的条件下，公司原则上每年度进行一次利润分配。经董事会 和股东大会审议决定，公司可以进行中期利润分配。 （三）利润分配的具体内容 1、利润分配的顺序 在满足公司正常生产经营资金需求的情况下，公司将优先采取现金分红的股 利分配政策，具备现金分红条件的，应当采用现金分红进行利润分配。 2、现金分红的条件及比例 公司进行现金分红的具体条件为：（1）公司该年度实现的可分配利润（即 公司弥补亏损、提取公积金后剩余的税后利润）为正值；（2）审计机构对公司 该年度财务报告出具无保留意见的审计报告；（3）公司在下一会计年度无重大 投资计划或重大现金支出等特殊情况发生。 上款所称重大投资计划或重大现金支出等特殊情况是指公司因实施或拟实 施对外投资、收购资产、购买设备等行为或发生或预计发生其他特殊情况需要累 计支出达到或超过公司最近一期经审计净资产的百分之五十。 公司董事会应当综合考虑公司所处行业特点、发展阶段、自身经营模式、盈 利水平以及是否有重大资金支出安排等因素，区分下列情形，并按照本章程规定 的程序，提出差异化的现金分红政策： （1）公司发展阶段属成熟期且无重大资金支出安排的，进行利润分配时， 现金分红在本次利润分配中所占比例最低应达到 80%； （2）公司发展阶段属成熟期且有重大资金支出安排的，进行利润分配时， 现金分红在本次利润分配中所占比例最低应达到 40%； （3）公司发展阶段属成长期且有重大资金支出安排的，进行利润分配时， 现金分红在本次利润分配中所占比例最低应达到 20%；公司发展阶段不易区分但 有重大资金支出安排的，可以按照第（3）项规定处理。 在具备现金分红条件的情况下，公司每年以现金方式分配的利润不少于当年 实现的可分配利润的百分之十，且在任何三个连续年度内以现金方式累计分配的 利润不少于该三年实现的年均可分配利润的百分之三十。 3、股票股利的分配条件 公司可根据需要采取股票股利的方式进行利润分配。公司采取股票方式分配 股利的条件为：（1）公司经营情况良好；（2）因公司股票价格与公司股本规模 不匹配或者公司有重大投资计划或重大现金支出、公司具有成长性、每股净资产 的摊薄等真实合理因素，以股票方式分配股利有利于公司和股东的整体利益；（3） 公司的现金分红符合有关法律法规及本章程的规定。 （四）利润分配政策的决策程序和机制 公司董事会应结合公司盈利情况、资金需求和本章程的规定制订合理的利润 分配方案并经董事会审议通过后提请股东大会审议，独立董事及监事会应对提请 股东大会审议的利润分配方案进行审核并出具书面意见。董事会在审议利润分配 方案时，须经全体董事过半数表决同意，且经公司二分之一以上独立董事表决同 意并发表明确的独立意见。监事会在审议利润分配方案时，须经全体监事过半数 表决同意。股东大会在审议利润分配方案时，须经出席股东大会的股东所持表决 权的二分之一以上通过。 公司董事会在制定利润分配方案尤其是现金分红具体方案时，应当认真研究 和论证公司现金分红的时机、条件和最低比例、调整的条件及其决策程序要求等 事宜，独立董事应当就利润分配方案是否符合有关法律、法规、规范性文件及本 章程的规定发表明确意见。 独立董事可以征求中小股东的意见，提出分红提案，并直接提交董事会审议。 股东大会对现金分红具体方案进行审议前，公司应当通过电话、传真、邮件 或者投资者交流平台等多种渠道主动与股东特别是中小股东进行沟通和交流，充 分听取中小股东的意见和诉求，并及时答复中小股东关心的问题。 公司董事会、独立董事、符合相关规定条件的股东可在审议利润分配方案的 股东大会召开前向公司社会公众股股东征集其在股东大会上的投票权，其中，独 立董事行使上述职权应当取得全体独立董事的二分之一以上同意。 （五）利润分配政策调整的决策程序和机制 公司应当严格执行有关法律、法规、规范性文件及本章程确定的利润分配政 策（尤其是现金分红政策）以及股东大会审议批准的利润分配具体方案（尤其是 现金分红具体方案）。在遇到自然灾害等不可抗力事件或者因公司外部经营环境 发生较大变化等特殊情况出现，并已经或即将对公司生产经营造成重大不利影响 的，公司经详细论证后可以对既定利润分配政策作出调整。 公司对既定利润分配政策（尤其是现金分红政策）作出调整时，应详细论证 调整利润分配政策的必要性、可行性，充分听取独立董事意见，并通过多种渠道 主动与股东特别是中小股东进行沟通和交流。调整后的利润分配政策应符合有关 法律、法规的规定，经董事会审议通过后需经出席股东大会的股东所持表决权的 三分之二以上通过。 公司应当在定期报告中详细披露现金分红政策的制定及执行情况，并对下列 事项进行专项说明：（1）是否符合本章程的规定或者股东大会决议的要求；（2） 分红标准和比例是否明确和清晰；（3）相关的决策程序和机制是否完备；（4） 独立董事是否尽职履责并发挥了应有的作用；（5）中小股东是否有充分表达意 见和诉求的机会，中小股东的合法权益是否得到充分维护等。对现金分红政策进 行调整或变更的，还要详细说明调整或变更的条件和程序是否合规和透明等。 第二节 内部审计 第一百八十条 公司实行内部审计制度，配备专职审计人员，对公司财务收 支和经济活动进行内部审计监督。 第一百八十一条 公司内部审计制度和审计人员的职责，应当经董事会批 准后实施。审计负责人向董事会负责并报告工作。 第三节 会计师事务所的聘任 第一百八十二条 公司聘用取得“从事证券相关业务资格”的会计师事务所 进行会计报表审计、净资产验证及其他相关的咨询服务等业务，聘期一年，可以 续聘。 第一百八十三条 公司聘用会计师事务所必须由股东大会决定，董事会不 得在股东大会决定前委任会计师事务所。 第一百八十四条 公司保证向聘用的会计师事务所提供真实、完整的会计 凭证、会计账簿、财务会计报告及其他会计资料，不得拒绝、隐匿、谎报。 第一百八十五条 会计师事务所的审计费用由股东大会决定。 第一百八十六条 公司解聘或者不再续聘会计师事务所时，提前十五 天事 先通知会计师事务所，公司股东大会就解聘会计师事务所进行表决时，允许会计 师事务所陈述意见。 会计师事务所提出辞聘的，应当向股东大会说明公司有无不当情形。 第十章 通知和公告 第一节 通知 第一百八十七条 公司的通知以下列形式发出： (一)以专人送出； (二)以邮件方式送出； (三)以公告方式进行； (四)以传真方式进行； (五)本章程规定的其他形式。 第一百八十八条 公司发出的通知，以公告方式进行的，一经公告，视为 所有相关人员收到通知。 第一百八十九条 公司召开股东大会的会议通知，以公告方式进行。 第一百九十条 公司召开董事会的会议通知，以专人送出、邮件或传真进行。 第一百九十一条 公司召开监事会的会议通知，以专人送出、邮件或传真 进行。 第一百九十二条 公司通知以专人送出的，由被送达人在送达回执上签名 (或盖章)，被送达人签收日期为送达日期；公司通知以邮件送出的，自交付邮局 之日起第七 个工作日为送达日期；公司通知以传真方式送出的，传真当日为送 达日期 ； 公司通知以公告方式送出的，第一次公告刊登日为送达日期 。 第一百九十三条 因意外遗漏未向某有权得到通知的人送出会议通知或者 该等人没有收到会议通知，会议及会议作出的决议并不因此无效。 第二节 公告 第一百九十四条 公司指定[ ]为刊登公司公告和和其他需要披 露信息的媒体。 第十一章 合并、分立、增资、减资、解散和清算 第一节 合并、分立、增资和减资 第一百九十五条 公司合并可以采取吸收合并或者新设合并。 一个公司吸收其他公司为吸收合并，被吸收的公司解散。两个以上公司合并 设立一个新的公司为新设合并，合并各方解散。 第一百九十六条 公司合并，应当由合并各方签订合并协议，并编制资产 负债表及财产清单。公司应当自作出合并决议之日起十日内通知债权人，并于三 十日内在[ ]报纸上公告。债权人自接到通知书之日起三十日内，未接 到通知书的自公告之日起四十五日内，可以要求公司清偿债务或者提供相应的担 保。 第一百九十七条 公司合并时，合并各方的债权、债务，由合并后存续的 公司或者新设的公司承继。 第一百九十八条 公司分立，其财产作相应的分割。 公司分立，应当编制资产负债表及财产清单。公司应当自作出分立决议之日 起十日内通知债权人，并于三十日内在[ ]报纸上公告。 第一百九十九条 公司分立前的债务由分立后的公司承担连带责任。但是， 公司在分立前与债权人就债务清偿达成的书面协议另有约定的除外。 第二百条 公司需要减少注册资本时，必须编制资产负债表及财产清单。 公司应当自作出减少注册资本决议之日起十日内通知债权人，并于三十日内 在[ ]报纸上公告。债权人自接到通知书之日起三十日内，未接到通知 书的自公告之日起四十五日内，有权要求公司清偿债务或者提供相应的担保。 公司减资后的注册资本将不低于法定的最低限额。 第二百〇一条 公司合并或者分立，登记事项发生变更的，应当依法向公司 登记机关办理变更登记；公司解散的，应当依法办理公司注销登记；设立新公司 的，应当依法办理公司设立登记。 公司增加或者减少注册资本，应当依法向公司登记机关办理变更登记。 第二节 解散和清算 第二百〇二条 公司因下列原因解散： (一)本章程规定的营业期限届满或者本章程规定的其他解散事由出现； (二)股东大会决议解散； (三)因公司合并或者分立需要解散； (四)依法被吊销营业执照、责令关闭或者被撤销； (五)公司经营管理发生严重困难，继续存续会使股东利益受到重大损失，通 过其他途径不能解决的，持有公司全部股东表决权百分之十以上的股东，可以请 求人民法院解散公司。 第二百〇三条 公司有本章程第二百零二条第(一)项情形的，可以通过修改 本章程而存续。 依照前款规定修改本章程，须经出席股东大会会议的股东所持表决权的三分 之二以上通过。 第二百〇四条 公司因本章程第二百零二条第(一)项、第(二)项、第(四)项、 第(五)项规定而解散的，应当在解散事由出现之日起十五日内成立清算组，开始 清算。清算组由董事或者股东大会确定的人员组成。逾期不成立清算组进行清算 的，债权人可以申请人民法院指定有关人员组成清算组进行清算。 第二百〇五条 清算组在清算期间行使下列职权： (一)清理公司财产，分别编制资产负债表和财产清单； (二)通知、公告债权人； (三)处理与清算有关的公司未了结的业务； (四)清缴所欠税款以及清算过程中产生的税款； (五)清理债权、债务； (六)处理公司清偿债务后的剩余财产； (七)代表公司参与民事诉讼活动。 第二百〇六条 清算组应当自成立之日起十日内通知债权人，并于六十日内 在[ ]报纸上公告。债权人应当自接到通知书之日起三十日内，未接到 通知书的自公告之日起四十五日内，向清算组申报其债权。 债权人申报债权，应当说明债权的有关事项，并提供证明材料。清算组应当 对债权进行登记。 在申报债权期间，清算组不得对债权人进行清偿。 第二百〇七条 清算组在清理公司财产、编制资产负债表和财产清单后，应 当制定清算方案，并报股东大会或者人民法院确认。 公司财产在分别支付清算费用、职工的工资、社会保险费用和法定补偿金， 缴纳所欠税款，清偿公司债务后的剩余财产，公司按照股东持有的股份比例分配。 清算期间，公司存续，但不能开展与清算无关的经营活动。 公司财产在未按前款规定清偿前，将不会分配给股东。 第二百〇八条 清算组在清理公司财产、编制资产负债表和财产清单后，发 现公司财产不足清偿债务的，应当依法向人民法院申请宣告破产。 公司经人民法院裁定宣告破产后，清算组应当将清算事务移交给人民法院。 第二百〇九条 公司清算结束后，清算组应当制作清算报告，报股东大会或 者人民法院确认，并报送公司登记机关，申请注销公司登记，公告公司终止。 第二百一十条 清算组成员应当忠于职守，依法履行清算义务。 清算组成员不得利用职权收受贿赂或者其他非法收入，不得侵占公司财产。 清算组成员因故意或者重大过失给公司或者债权人造成损失的，应当承担赔 偿责任。 第二百一十一条 公司被依法宣告破产的，依照有关企业破产的法律实施 破产清算。 第十二章 修改章程 第二百一十二条 有下列情形之一的，公司应当修改章程： (一)《公司法》或有关法律、行政法规修改后，章程规定的事项与修改后的 法律、行政法规的规定相抵触； (二)公司的情况发生变化，与章程记载的事项不一致； (三)股东大会决定修改章程。 第二百一十三条 股东大会决议通过的章程修改事项应经主管机关审批 的，须报主管机关批准；涉及公司登记事项的，依法办理变更登记。 第二百一十四条 董事会依照股东大会修改章程的决议和有关主管机关的 审批意见修改本章程。 第二百一十五条 章程修改事项属于法律、法规要求披露的信息，按规定 予以公告。 第十三章 附则 第二百一十六条 释义 (一)控股股东，是指其持有的普通股（含表决权恢复的优先股）占公司股本 总额百分之五十以上的股东；持有股份的比例虽然不足百分之五十，但依其持有 的股份所享有的表决权已足以对股东大会的决议产生重大影响的股东。 (二)实际控制人，是指虽不是公司的股东，但通过投资关系、协议或者其他 安排，能够实际支配公司行为的人。 (三)关联关系，是指公司控股股东、实际控制人、董事、监事、高级管理人 员与其直接或者间接控制的企业之间的关系，以及可能导致公司利益转移的其他 关系。但是，国家控股的企业之间不仅因为同受国家控股而具有关联关系。 第二百一十七条 董事会可依照章程的规定，制订章程细则。章程细则不 得与章程的规定相抵触。 第二百一十八条 本章程以中文书写，其他任何语种或不同版本的章程与 本章程有歧义时，以 在江苏省市场监督管理局最近一次核准登记并 经中国审批机 关批 准 或备案 的中文本为准。 第二百一十九条 本章程所称“以上”、“以内”、“以下”，都含本数；“以外”、 “低于”、“多于”不含本数。 第二百二十条 本章程由公司董事会负责解释。 第二百二十一条 本章程附件包括股东大会议事规则、董事会规则和监事 会议事规则。 China - Singapor e Suzhou Industrial Park Development Group Co., Ltd. Articles of Asociation (Draft) Aproved by 5 th E x traordinary General Meting of 201 9 Contents Chapter I General Provisions Chapter I Operating Purpose and Scope Chapter I II Shares Section 1 Isuance of Shares Section 2 Increases and Reductions in Share Capital and Share Repurchases Section 3 Share Transfers Chapter IV Shareholders and General Metings Section 1 Shareholders Section 2 General Provisions on General Metings Section 3 Convening the General Meting Section 4 Proposing the General Meting and Making Notifications Section 5 Holding the General Meting Section 6 General Meting Votes and Resolutions Chapter V Board of Directors Section 1 Directors Section 2 Board of Directors Section 3 Independent Directors Section 4 Secretary to the Board of Directors Chapter VI The President and Other Senior Oficers Chapter VI Board of Supervisors Section 1 Supervisors Section 2 Board of Supervisors Chapter VI P arty Comite Chapter IX Financial and Acounting System, Profit Distribution and Audit Section 1 Financial and Acounting System Section 2 Internal Audit Section 3 Apointment of Acounting Firms Chapter X Notices and Anouncements Section 1 Notices Section 2 Anounce ments Chapter XI Mergers, Breakups, Capital Increases, Capital Reductions, Disolutions and Liquidations Section 1 Mergers, Breakups, Capital Increases and Reductions Section 2 Disolutions and Liquidations Chapter XI Amendments to the Articles of Asoci ation Chapter XI Suplementary Provisions Chapter I General Provisions Article 1 The articles of asociation have ben formulated in order to protecthe lawful rights and interests of companies, shareholders and creditors and to regulate the organization and act ivities of companies in acordance with the Company Law of the People's Republic of China (hereinafterefered to as the "Company Law"), the Securities Law of the People's Republic of China (hereinafterefered to as the "Securities Law") and other apli cable provisions. Article 2 China - Singapore Suzhou Industrial Park Development Group Co., Ltd is a joint stock company limited by shares with foreign investment (hereinafterefered to as "the Company") incorporated acording to the company law, Interim Provisions Concerning Some Isues on the Establishment of Joint Stock Limited Companies with Foreign Investment and otherelevant provisions. Aproved by the reply of the PRC Ministry of Comerce on April 1, 208, t he company was incorporated by the overal chang e of China - Singapore Suzhou Industrial Park Development Co., Ltd , registered athe Administration of Industry and Comerce in Jiangsu Province and has obtained a busines license with the busines license number of 320594400000045 on June 30, 2008. Article 3 The c ompany was aproved by China Securities Regulatory Comision (hereinafterefered to as “ CSRC ” ) on [date of aproval] to make an initial public ofering of [number of shares] RMB - denominated comon shares, and were listed at [ful name of stock exchange] on [date of listing]. Article 4 Registered name of the Company: 中新苏州工业园区开发集团 股份 有限 公司 Ful name in English: China - Singapore Suzhou Industrial Park Development Group Co., Ltd Article 5 Company adres: 48 th Flor, CSD Tower,15 MonBay Road , Suzhou Industrial Park, Jiangsu Province, China . Postal code ： 215028 Article 6 The registered capital of the company is CNY [ ]. Article 7 T he Company is a joint stock limited company that wil exist in perpetuity . Article 8 Chairman of the board of directors is the legal representative of the company. Article 9 The total asets of the company shal be divided into equal shares. Sh areholdershal be liable to the company to thextent of theirespective shareholdings, and the company shal be liable for its debts to thextent of the company's total asets . Article 10 The articles of asociation shal, from the date on which they takefec t, be the legaly binding documenthat regulates the organization and activities of the company and the relationship of rights and obligations as betwen the company and the shareholders and among the shareholders, and shal be legaly binding on the comp any, the shareholders, the directors, the supervisors and senior oficers. Based on the articles of asociation, any shareholder may bring a lawsuit against another shareholder, a director, a supervisor, a president or any other senior oficer. Any shareho lder may bring a lawsuit againsthe company, and the company may bring a lawsuit against any shareholder, director, supervisor, president or any other senior oficer. Article 11 For the purpose of the articles of asociation, the term "other senior oficers" refers to the vice president, the secretary of the board of directors and the chiefinancial oficer . Chapter I Operating Purpose and Scope Article 12 Acroding to the Constitution of the Comunist Party of China , China - Singapore Suzhou Industrial Park Development Grou p Co., Ltd Comite of the Comunist Party of Chinathe Company(hereinafterefered to as “Party comite of the Company”) is constituted to give play to the role of leadership core and political core, to control the direction, manage the overal situati on and ensure implementation. The Company shal establish work mechanisms of the Party, be equiped with suficient stafs for the Party afairs and ensure the work funds of party organization. Article 13 Operating purpose of the company: (1) to develop and construct plots of city land and fixed areas with international standards by refering to and learning from the sucesful economic and urban management experience of Singapore; (2) to create a sound investing environment for investors, and to kep improving the op eration and management system and technology standards of Joint Stock Company centered on eficiency and guided by the market; (3) to pursue the maximum shareholders ’ rights and interests and social benefits and to stride forward for the purpose of being a high - level municipal operator. Article 14 Operating scope upon lawful registration: primary landevelopment and management, development and operation of industrial plants and research cariers, property management, project management, busines management of hotels , consulting services, industry and infrastructure development; enterprise investment and establishment; other busines activities permited by State ； real estate development and management (excluding residence other than long - term rental apartment) (a pproval shal be obtained in acordance with the law for maters that fal withi n the operating scope of the company and are subjecto aproval in acordance with laws and regulations ). Pursuanto the demand of busines development, the company may extend, reduce or adjust its operating scope and modes in acordance with Chinese la w and after obtaining al necesary aprovals or permisions . Chapter I Shares Section 1 Isuance of Shares Article 15 Shares in the company are represented by stock. Article 16 Any isue of company shareshal comply with the principles of openes and fairnes, and eac h share in the same clashal havequal rights. For shares isued athe same time, each share shal be isued on the same conditions and athe same price. Al units or individuals that subscribe for shareshal pay the same price for each share. Article 17 Eac h stock isued by the company shal be marked with the RMB face value. Article 18 Shares isued by the company shal be colectively deposited in China Securities Depository and Clearing Corporation Limited [ ] Branch . Article 19 The date of capital contribution of al promot ers of the company was the year of 208, and the name of promoters, the n umber of shares for which each promoter hasubscribed , the method of capital contribution and shareholding ratio are as folows: Name of promoter Number of shares subscribed (ten - th ousand) Method of capital contribution Shareholdin g ratio Suzhou Chinese Consortium Holding Co., Ltd 70,148 Net asets 52% Singapore - Suzhou Township Development Pte Ltd 37,72 Net asets 28% The Hong Kong and China Investment Limited 13,490 Net asets 1 0% Suzhou New District Hi - tech Industrial Co., Ltd. 6,745 Net asets 5% CPG Corporation Pte Ltd 6,745 Net asets 5% In total 134,9 0 0 10% Article 20 The total number of company shares is [number of shares] and al the share of the company are RMB - denominated c omon shares . Article 21 Neither the company nor any of itsubsidiaries (including afiliates of the company) shal provide any suporto any purchaser or would - be purchaser of company shares in any form such as a donation, advance, guarante, subsidy or loan. Se ction 2 Increases and Reductions in Share Capital and Share Repurchases Article 22 The company may, in light of the company's operational and developmental neds and in acordance with laws and regulations, increase its capital by any of the folowing methodsubjec t to a separate resolution of the general meting : 1. a public ofering of shares; 2. a private placement of shares; 3. the payment of a bonus dividend to existing shareholders; 4. the conversion of reserve funds into shares; or 5. any other method stipula ted in laws and regulations or aproved by the CSRC. Article 23 The company may reduce its registered capital. Any reduction of its registered capital shal be subjecto the procedures prescribed in the Company Law and other aplicable provisions, as wel as the ar ticles of asociation. Article 24 Under the folowing circumstances, the company may buy back itshares pursuanto the provisions of laws, administrative regulations, ministry rules and these Guidelines: (1) Reduction of registered capital; (2) Merger with another company that holds itshares; (3) Use shares in employe shareholding plans or equity incentives; (4) A shareholder whobjects to the resolution on the company's merger or division pased by the shareholders' general meting requests thathe company bu y back his/her shares. (5) Use shares in converting convertible corporate bonds isued by the listed company; (6) Where the listed company dems necesary in order to maintain company's value and shareholders' rights and interests. Except for the aforesaid circumstances, the company shal not buy back itshares. Article 25 Buyback of shares by a company may be caried out via centralized public trading or other methods recognized by laws and regulations and the CSRC. Where the buyback of shares fal under the circum stancestipulated in item (3), (5) and (6) of Article 24, the share buyback shal be caried out via centralized public trading. Article 26 A resolution pased by a shareholders' general meting shal be required for share buyback by a company that fal under the c ircumstancestipulated in item (1) and (2) of Article 24; where the buyback of shares fal under the circumstances stipulated in item (3), (5) and (6) of Article 24, the company may folow th e prescriptions of Guidelines on Articles of Asociation of List ed Companies or the mandate of the shareholders' general meting, and folow decisions of the board meting where more than 2/3 of directors are present. Where a share buyback by a company pursuanto the provisions of Article 24 fals under the circumstan ceset out in item (1), the shareshal be canceled within 10 days from the date of buyback; where the share buyback fals under the circumstances set out in item (2) or item (4), the shareshal be canceled or transfered within 6 months; where the sha re buyback fals under the circumstanceset out in item (3), (5) or (6), the company shal not hold more than 10% of the total number of its isued shares, and shal transfer or cancel within 3 years. Section 3 Share Transfers Article 27 Company shares may be tran sfered in acordance with the la w. Article 28 The company shal not acept company stock as a pledge . Article 29 The company shares held by a promoter shal not be transfered within one year from the date of establishment of the company. Shares isued prior to the public of fering by the company shal not be transfered within one year from listing of the company'share s on the stock exchange. The directors, supervisors and senior management personel of the company shal declare to the company their holding of shares (inclu ding preference shares) in the company and the changes thereof, the shares transfered each year during their tenure shal not exced 25% of the total number of the same type of shares of the company held by them; the company shares held by them shal not be transfered within one year from listing of the company'shares. The aforesaid personshal notransfer the company shares held by them within half year from theiresignation. Article 30 Where any director, supervisor or senior oficer of the company who hold s more than 5% of the company sharesels company stock he holds within six months of the relevant purchase, or purchases any stock he hasold within six months of the relevant sale, the proceds generated therefrom shal be incorporated into the profits of the company, and the board of directors of the company shal recover the proceds. However, where a securities company holds more than 5% of the company shares, which representhe residual stock purchased by the company after underwriting the sale the reof, the six - month restricted period shal not aply to the sale of such stock. Where the board of directors of the company fails to implementhe provisions of the preceding paragraph, the shareholdershal have the righto require the board of directo rs to do so within 30 days. Where the board of directors of the company fails to implementhe relevant provisions within the aforesaid term, the shareholdershal have the righto file a claim directly with the people's court in their ownames for the benefit of the company. Where the board of directors of the company fails to implementhe provisions prescribed in Paragraph 1 of this Article, the responsible directorshal bear joint and severaliabilities in acordance with the law. Chapter IV Shar eholders and General Metings Section 1 Shareholders Article 31 The company shal establish a list of shareholders in acordance with the certificates provided by the securities registration institution. The list of shareholders isuficient evidence of the compan y shares held by shareholders. Shareholdershal enjoy rights and asume obligations acording to the clases of share they hold; shareholders holding the same kind of share shal enjoy equal rights and asumequal obligations. Article 32 Where the company holds a general meting, distributes dividends, goes into liquidation or engages in any other activities for which confirmation of the identities of the shareholders is required, thequity registration date shal be determined by the board of directors or the co nveners of the general meting. Shareholders registered in the list of shareholders after the close of trading on the equity registration date shal enjoy the coresponding rights and interests as shareholders. Article 33 Company shareholdershal have the folowin g rights: 1. the righto receive dividends and benefits distributed in other forms acording to the number of shares they hold; 2. the righto legaly require, convene, preside over, participate in or authorize proxies of shareholders to atend the gener al meting and exercise coresponding voting rights; 3. the righto supervise company operations and make sugestions or inquiries; 4. the righto transfer, donate or pledge their shares in acordance with laws, administrative regulations and the article s of asociation; 5. the righto read the articles of asociation, the list of shareholders, company bond stubs, general meting minutes, resolutions of metings of the board of directors, resolutions of metings of the board of supervisors and financial and acounting reports; 6. the righto participate in the distribution of the company's residual asets on the winding up or liquidation of the company acording the number of shares they hold; 7. shareholders who have a diferent view on any resolution o f the general meting to merge or break up the company shal have the righto require the company to purchase their shares; and 8. otherights prescribed in laws, administrative regulations, departmental rules and the articles of asociation. Article 34 Where any shareholder demands to read the relevant information or obtain any of the aforesaid materials, he shal submito the company writen documents proving the clas(es) and number of shares he holds. The company shal provide the relevant information or mater ials in acordance with the shareholder's demand after verifying the shareholder's identity. Article 35 Where any resolution of the general meting or any resolution of the board of directors violates any law or administrative regulations, the shareholders may reque sthathe people's court rule thathe relevant resolution is invalid. Where the convening procedures or voting methods for the general meting or the meting of the board of directors violate any law, administrative regulations or the articles of asoci ation, or any resolution made therein violates the articles of asociation, the shareholders may requesthathe people's court cancel the resolution within 60 days of the date on which it is made. Article 36 Where any director or senior oficer, in the course of h is company duties, violates any law, administrative regulations or the articles of asociation and causes the company to sufer a los, shareholders individualy or jointly holding more than 1% of the company shares for more than 180 sucesive days may ma ke a writen requesto the board of supervisors to bring a lawsuit in the people's court; where the board of supervisors, in the course of its company duties, violates any law, administrative regulations or the articles of asociation and causes the compa ny to sufer a los, the shareholders may make a writen requesto the board of directors to bring a lawsuit in the people's court. Where the board of supervisors or the board of directors refuses to bring a lawsuit aftereceiving a writen request from the shareholders prescribed in the preceding paragraph or fails to bring a lawsuit within 30 days of receiving such a request, or where the situation iso urgenthat failure to bring a lawsuit wilead to ireparable damage to the interests of the compa ny, the shareholders prescribed in the preceding paragraph may bring a lawsuit directly in their ownames for the benefit of the company. Where any other party infringes upon the company's lawful rights and interests and causes the company to sufer a los s, the shareholders prescribed in paragraph 1 of this Article may bring a lawsuit in the people's court in acordance with the two preceding paragraphs. Article 37 Where any director or senior oficer violates any law, administrative regulations or the articles of a ssociation andamages the shareholders' interests, the shareholders may bring a lawsuit in the people's court. Article 38 Company shareholdershal have the folowing obligations: 1. to abide by laws, administrative regulations and the articles of asociation; 2. to provide share capital acording to the sharesubscribed for and share participation methods; 3. noto return shares unles prescribed otherwise in laws and administrative regulations; 4. noto abuse shareholders' rights to infringe upon the interests of the company or other shareholders; noto abuse the company'status as an independent legal entity or the limited liability of shareholders to damage the interests of the company's creditors; Any company shareholder who abuseshareholders' rights and causes the company or other shareholders to sufer a loshal be liable for making compensation in acordance with the law; Any company shareholder who abuses the status of the company as an independent legal entity or the limited liability of sharehold ers to evade debts and seriously damages the interests of the company's creditorshal asume joint and several liability for the company's debts and 5. other duties prescribed in laws, administrative regulations and the articles of asociation. Article 39 Where sh areholders holding more than 5% of the voting company shares pledge their shares, a writenotification shal be made to the company on the date of the ocurence of the fact. Article 40 Controling shareholders and ultimate controlers of the company shal not abu se their conected relationships to damage the company's interests. Any loses caused to the company arising from the violations thereof shal be compensated. Controling shareholders and ultimate controlers of the company shal have a duty of care to the company and general publicompany shareholders. Controling shareholdershal exercise their investors' rights in strict acordance with the law and shal not damage the lawful interests of the company or of general publicompany shareholders in any wa y such as via the distribution of profits, an aset reorganization, external investments, the use of company funds or the provision of a loan guarante, nor shal they abuse their controling positions to damage the interests of the company or of general p ublicompany shareholders. Section 2 General Provisions on the General Metings Article 41 The general meting is the body via which the company exercises its powers, and shal exercise the folowing powers in acordance with the law: 1. to decide on the busines strategies and investment plans of the company; 2. to elect and replace directors and supervisors whose posts are notaken by employe representatives, and to decide on maters regarding the remuneration of directors and supervisors; 3. to consider and ap prove reports of the board of directors; 4. to consider and aprove reports of the board of supervisors; 5. to consider and aprove anual financial budget proposals and final acounts proposals for the company; 6. to consider and aprove plans for the dis tribution of company profits and plans to cover loses; 7. to adopt resolutions on any increase oreduction in the registered capital of the company; 8. to pas resolutions on the isuance of company bonds; 9. to adopt resolutions on matersuch as any m erger, breakup, disolution or liquidation of the company or any change in the legal form of the company; 10. to amend the company's articles of asociation; 11. to adopt resolutions on the company's apointment or dismisal of acounting firms; 12. to con sider and aprove the guarante maters prescribed in Article 4 2 ; 13. to consider the purchase or sale in any one year of material asets valued in exces of 30% of the company's total asets as audited in the latest period; 14. to consider and aprove cha nges in the use ofunds raised; 15. to consider equity incentive plans; and 16. to consider other maters to be decided by the general meting as prescribed in laws, administrative regulations, departmental rules or the articles of asociation. Article 42 T he compa ny's provision of any of the folowing categories of external guarante shal be subjecto the aproval of the general meting: 1. any guarante to be provided after the total amount of external guarantes provided by the company or the subsidiaries it co ntrols has reached or exceded 50% of the company's net asets as audited in the latest period; 2. any guarante to be provided after the total amount of external guarantes provided by the company has reached or exceded 30% of its total asets as audited in the latest period; 3. any guarante to be provided for a party whose ratiof liabilities to asets exceds 70%; 4. any single guarante for an amount in exces of 10% of the company's net asets as audited in the latest period; or 5. any guarante to be provided to a shareholder, or to an de facto controler orelated party thereof. 6. other guarante that neds to be aproved by the general meting in acordance with laws, administrative regulations andepartmental rules. Thexternal guarante listed by the articles of asociation shal not include the mortgage loan guarante provided by the company to the customer. Thexternal guarante that shal be aproved by the general meting shal be presented to and aproved by general meting after aproved by the meting of board of directors. When discusing the proposal that providing external guarante to a shareholder or to an de facto controler orelated party, the shareholder, de facto controler orelated party shal not participate in the voting. The aforesaid external guarante provided to a shareholder or to an de facto controler orelated party ilustrated in Item 2 must be pased by more than 2/3 of the voting rights held by the other present shareholders; the aforesaid external guarante pr ovided to a shareholder or to an de facto controler orelated party ilustrated in Item1, Item 3 and Item 4 must be pased by more than 1/2 of the voting rights held by the other present shareholders. Article 43 The general meting shal be divided into anual gen eral metings and interim general metings. The anual general meting shal be held once a year within six months of thend of the previous acounting year. Article 44 The company shal hold an interim general meting within two months of the ocurence of any of the folowing circumstances: 1. where the number of directors fals below two - thirds of the number stipulated in the Company Law or the Articles of Asociation; 2. where the company's unfunded loses reach 1/3 of total share capital paid in; 3. where share holders who individualy or jointly hold no les than 10% of the company'stock requesthat a meting be held; 4. where the board of directors dems it necesary; 5. where the board of supervisors proposesuch a meting; 6. in any other circumstances pr escribed by laws, administrative regulations, departmental rules or the articles of asociation. Article 45 The venue at which general metings wil be held is: the company domicile or other venue specified in meting notice . The general meting shal set a meting venue and hold such metings as live metings. The company shal also arange for shareholders to be able to atend the general meting via the internet or other methods. Shareholders who participate in the general meting viany of the aforesaid methods shal be demed to have atended the meting . Article 46 When holding the general meting, the company shal retain lawyers to give legal opinions with respecto the folowing isues and shal make anouncements on such opinions: 1. whether the procedures for conve ning and holding the meting comply with laws, administrative regulations and the articles of asociation; 2. whether the status of any person who atends the meting or convenes the meting is legaly efective; 3. whether the voting procedures and the vo ting results of the meting are legaly efective; 4. any legal opinion required by the company with respecto any otherelevant isue. Section 3 Convening the General Meting Article 47 Any independent director may propose to the board of directors that an inter im general meting be held. Where an independent director proposes that an interim general meting be held, the board of directorshal, in acordance with laws, administrative regulations and the articles of asociation, give a writen response on whethe r or not it agres that an interim general meting should be held within ten days of receiving the proposal. Where the board of directors agres to hold an interim general meting, it shal send out a general meting notice within five days of making its resolution; where the board of directors declines to hold an interim general meting, its reasonshal be given and anounced. Article 48 The board of supervisors may propose to the board of directors that an interim general meting be held and shal make any such proposal to the board of directors in writing. The board of directorshal, in acordance with laws, administrative regulations and the articles of asociation, give a writen response on whether or not it agres that an interim general meting should be held within ten days of receiving the proposal. Where the board of directors agres to hold an interim general meting, it shal send out a general meting notice within five days of making its resolution. No change shal be made to the original proposal i n the notice unles aproved by the board of supervisors. Where the board of directors declines to hold an interim general meting or fails to give a response within ten days of receiving a proposal, the board of directorshal be demed to be unable or h ave failed to perform its duty to convene general metings, and the board of supervisorshal convene and preside over the meting itself. Article 49 Shareholders who individualy or jointly hold 10% or more of the company shareshal have the righto propose tha t the board of directors hold an interim general meting; any such requesto the board of directorshal be made in writing. The board of directorshal, in acordance with laws, administrative regulations and the articles of asociation, give a writen response on whether or not it agres that an interim general meting should be held within ten days of receiving any such request. Where the board of directors agres to hold an interim general meting, it shal send out a general meting notice within fi ve days of making its resolution. No change shal be made to the original request in the notice unles aproved by the coresponding shareholders. Where the board of directors declines to hold an interim general meting or fails to give a response within t en days of receiving any such request, shareholders individualy or jointly holding 10% or more of the company shares may propose to the board of supervisors that an interim general meting be held; any such requesto the board of supervisorshal be mad e in writing. Where the board of supervisors agres to hold an interim general meting, it shal send out a general meting notice within five days of receiving the request. No change shal be made to the original proposal in the notice unles aproved by the coresponding shareholders. Where the board of supervisors fails to send out a general meting notice within the stipulated period of time, it shal be demed to have failed to convene and preside over the general meting, and shareholders individualy or jointly holding 10% or more of the company shares for 90 sucesive days or more may convene and preside over the meting themselves. Article 50 Where the board of supervisors or shareholders decide(s) to convene the general meting itself (themselves), it (they ) shal notify the board of directors in writing and shal notify the local CSRC agency and the relevant stock exchange(s) for the record. Before any anouncement on general meting resolutions can be made, the shareholders convening the meting shal hold no les than 10% of the company's shares. The shareholders convening the meting shal, when sending outhe general meting notice and the anouncement on general meting resolutions, submithe relevant suporting materials to the local CSRC agency and the stock exchange. Article 51 Where the board of supervisors or the shareholders convene(s) a general meting itself (themselves), the board of directors and the secretary to the board of directorshal coperate therewith. The board of directorshal provide a l ist of shareholders on thequity registration date. Article 52 Al necesary expenses incured for general metings convened by the board of supervisors or shareholdershal be borne by the company. Section 4 Proposing the General Meting and Making Notifications Article 53 Proposals made shal fal within the authorized scope of the general meting, shal relate to specific topics and maters to be decided, and shal comply with laws, administrative regulations and the articles of asociation . Article 54 When the company holds a gen eral meting, the board of directors, the board of supervisors and shareholders independently or jointly holding no les than 3% of the company stock shal have the righto put proposals to the company. Shareholders independently or jointly holding no les s than 3% of the company shares may, ten days before the general meting is held, put forward interim proposals and submit such proposals in writing to the conveners. The convenershal, within two days of receiving any such proposal, send out a suplemen tary general meting notice anouncing the details of the interim proposal. Excepthe circumstances prescribed in the preceding paragraph, the convenershal not modify or ad any new proposal to the proposals listed in the general meting notice after s ending it out. The general meting shal not vote or make resolutions on proposals not listed in the general meting notice or proposals that do not satisfy the criteria prescribed in Article 52 of the articles of asociation. Article 55 The convenershal notify a ll shareholders 20 days in advance of any anual general meting by way of anouncement, and shal notify al shareholders 15 days in advance of any interim general meting by way of anouncement. When calculating date on which any such period comences, t he date on which the meting is to be opened shal bexcluded. Article 56 General meting noticeshal include the folowing details: 1. the date, time and length of the meting and the meting venue; 2. maters and proposals to be considered athe meting; 3. a prominent writen statemen t as folows: al shareholders of ordinary shares (including shareholders of preference shares with r esumed voting rights) have the righto atend the general meting, and may authorize in writen form a proxy, who ned not neces sarily be a company shareholder, to atend and vo te athe meting; 4. thequity registration date for determining those shareholders who have the righto atend the general meting; 5. the names and telephone numbers of the permanent contact persons. Article 57 W here the general meting is due to discus maters relating to the election of directors and supervisors, detailed information abouthe director and supervisor candidateshal be disclosed in the general meting notice, and shal include no les than the folowing details: 1.personal information such as educational background, work experience and concurent positions; 2. whether the candidate has any conected relationship with the company, or with the controling shareholders or ultimate controlers of t he company; 3. a disclosure on the number of company shares held by the candidate; 4. whether the candidate has ben penalized by the CSRC or any otherelevant department, or disciplined by a stock exchange. Other than for thelection of directors and su pervisors by cumulative voting, each director or supervisor candidate shal be nominated by a single proposal. Article 58 After a general meting notice has ben sent out, unles there is a justified reason, the general meting shal not be delayed or canceled and t he proposals listed in the general meting notice shal not be withdrawn. In thevent of any such delay, cancelation or withdrawal, the convenershal make an anouncement and give the reasons no les than two working days before the day on which the me eting was due to be held. Section 5 Holding the General Meting Article 59 The company's board of directors and other convenershal take the necesary measures to maintain the order of the general meting. Measureshal be taken to prevent conducthat obstructs the general meting, argumentative behavior, troublemaking, and the infringement of shareholders' lawful rights and interests, and any such conduct shal be reported to the relevant authorities without delay to be investigated andealt with. Article 60 Al shareho lders of ordinary shares (including holders of preference shares with resumed voting rights) registered in the list on thequity registration date and their proxieshal bentitled to atend the general meting and exercise their voting rights in acord ance with laws, regulations and the articles of asociation. Article 61 Individual shareholders who atend the meting in person shal present their identity cards or other valid certificates that prove their identities, in adition to their stock acount cards; pro xies who atend the meting on behalf of othershal presentheir valid identity certificates and shareholder proxy statements. For legal person shareholders, their legal representatives or authorized proxieshal atend the meting on their behalf. Leg al representatives who atend the meting shal presentheir identity cards and valid certificates proving their qualifications as legal representatives; proxies who atend the meting on behalf of shareholdershal presentheir proxy identity cards and writen proxy statements lawfuly isued by the legal representatives of the legal person shareholders in question. Article 62 Any proxy statement isued by a shareholder who authorizes a proxy to atend the general meting on his behalf shal include the folowing details: 1. the name of the proxy; 2. whether the proxy is authorized to vote; 3. respective instructions on afirmative, negative or abstention voting on each item for consideration listed in the general meting agenda; 4. the isuance date and valid per iod of the proxy statement; 5. the signature (or seal) of the shareholder. Where the shareholder is a legal person, the legal person'seal shal be afixed. Article 63 Proxy statementshal indicate whether the shareholder's proxy may vote at his own discretion in the absence of any specific instruction from the shareholder. Article 64 Where a shareholder authorizes another person to sign a proxy statement for voting, the power of atorney for signing authority or other authorization documentshal be notarized. The notariz ed power of atorney or other authorization documentshal be lodged athe company's adres or any other place stipulated in the meting notice. Where the shareholder is a legal person, or any person authorized by a resolution of the board of directors or other decision - making body shal atend the general meting as its proxy. Article 65 The company shal produce a meting register of atendes, which shal record matersuch as the names of the persons (or units) who atend the meting, their identity card numb ers, home adreses, number of voting shares held or represented by them, and the names of the shareholders who have apointed proxies. Article 66 Conveners and the lawyers retained by the company shal, based on the list of shareholders provided by the securities r egistration and clearing institution, jointly verify the legality of the shareholders' qualifications and record the names of the shareholders and the number of voting shares they hold. Registration for the meting shal close prior to the anouncement mad e by the meting chair on the number or shareholders and shareholder proxies in atendance athe live meting and the total number of voting shares they hold. Article 67 When the general meting is held, al directors and supervisors and the secretary to the board of directorshal atend the meting, and the president and other senior oficershal be present athe meting. Article 68 The general meting shal be presided over by the chairman of the board of directors. Where the chairman of the board is unable or fails to fulfil his duties, the meting shal be presided over by the vice - chairman (or if the company has twor more vice - chairmen, the one jointly elected by an absolute majority of directorshal preside). Where the vice - chairman is unable or fails to fulfil l his duties, the meting shal be presided over by a director jointly elected by an absolute majority of directors. Any general meting convened by the board of supervisorshal be presided over by the chairman of the board of supervisors. Where the chai rman of the board of supervisors is unable or fails to fulfil his duties, the meting shal be presided over by the vice - chairman. Where the vice - chairman is unable or fails to fulfil his duties, the meting shal be presided over by a director jointly e lected by an absolute majority of directors. Any general meting convened by shareholdershal be presided over by a representativelected by the conveners. When the general meting is being held, if the meting canot continue due to the meting chair's violation of any procedural rule, the general meting may, subjecto the consent of shareholders who hold an absolute majority of the voting rights represented athe live general meting, elect someone to act as meting chair, folowing which the metin g may continue. Article 69 The company shal formulate the rules of procedure for itshareholders' general metings, set outhe convening and voting procedures of shareholders' general metings, including the notice, registration, deliberation of motions, voting, computation of votes, anouncement of voting results, formation of meting resolutions, minutes and the signing thereof and anouncement, as wel as the principle for mandates granted by shareholders' general metings, and the contents of a mandate shal b e clear and specific. The rules of procedure for shareholders' general metingshal be an apendix of the articles of asociation, drafted by the board of directors and aproved by a shareholders' general meting. Article 70 Athe anual general meting, the boar d of directors and the board of supervisorshal report on their work in the previous year. Each independent director shal deliver a performance report. Article 71 Directors, supervisors and senior oficershal give replies to and explanations on shareholders' i nquiries and sugestions athe general meting. Article 72 The meting chair shal, before voting comences, anounce the number of shareholders and shareholder proxies in atendance athe live meting and the number of voting shares they represent. The number of shareholders and shareholder proxies in atendance athe live meting and the number of voting shares they represent shal be those recorded in the meting register. Article 73 Meting minuteshal be kept for the general meting, which shal be the responsibility of the secretary to the board of directors. The meting minuteshal include the folowing details: 1. the date and time of the meting, the meting venue and agenda, and the names of the meting conveners; 2. the names of the meting chair, directors, s upervisors, president and other senior oficers in atendance athe meting or present athe meting; 3. the number of shareholders and shareholder proxies in atendance athe meting, the number of voting shares they hold, and the proportion such share s represent of the total number of company shares; 4. the proces for considering each proposal, along with the key points made in the course of discusion and the voting results; 5. inquiries and sugestions made by shareholders and the coresponding repl ies or explanations; 6. the names of the lawyers, vote counters and voting supervisors; 7. other details to be recorded in the meting minutes astipulated in the articles of asociation. Article 74 The convenershal ensure thathe details recorded in the metin g minutes are true, acurate and complete. The directors, the supervisors, the secretary to the board of directors, the conveners or theirepresentatives, and the meting chair shal sign the meting minutes. The meting minuteshal be keptogether wit h the signature bok for shareholders in atendance athe live meting, the powers of atorney authorizing atendance, and the valid materials relating to voting via the internet or by any other method, for no les than ten years. Article 75 The convenershal ens ure thathe general meting is held without interuption until the final resolution is made. Where the general meting isuspended or the making of resolutions becomes imposible due to force majeure, necesary measureshal be taken ason as posible to resume the general meting or to terminate the relevant sesion of the general meting and make a public anouncement without delay. The convenershal also notify the local CSRC agency and the relevant stock exchange(s). Section 6 General Meting Vo tes and Resolutions Article 76 Resolutions of the general meting shal be divided intordinary resolutions and special resolutions. Ordinary resolutions of the general meting shal be pased by an absolute majority of the voting rights represented by shareholders (including shareholder proxies) in atendance athe general meting. Special resolutions of the general meting shal be pased by more than two thirds of the voting rights represented by shareholders (including shareholder proxies) in atendance athe general meting. Article 77 The folowing matershal be pased by an ordinary resolution of the general meting: 1. work reports of the board of directors and the board of supervisors; 2. plans for the distribution of company profits and plans to cover loses as drafted by the board of directors; 3. the apointment andismisal of members of the board of directors and the board of supervisors, along with the remuneration of and payments to such members; 4. the anual financial budget and final acounts for the co mpany; 5. the company's anual report; 6. any other mater other than those required by laws, regulations or the articles of asociation to be pased by special resolution. Article 78 The folowing matershal be pased by a special resolution of the general meti ng: 1. any increase oreduction in the registered capital of the company; 2. any proposed merger or the breakup, disolution or liquidation of the company; 3. amendments to the company articles of asociation; 4. any purchase or sale of major asets or th e provision of guarantes within any one year in an amount in exces of 30% of the company's total asets as audited in the latest period; 5. any equity incentive plan; 6. other maters that are required by laws, regulations or the articles of asociation or that are determined by an ordinary resolution of the general meting to have a substantial impact on the company shal be considered andecided by special resolutions. Article 79 Shareholders (including shareholder proxies) shal exercise their voting rights ac ording to the number of voting shares they represent. One share shal have one vote. When the general meting aproves the major events that afecthe interests of medium and smal investors, the votes of medium and smal investorshal be separately cal culated. The result of separate calculation shal be publicly disclosed in a timely maner. Shares held by the company itself shal have no voting rights and shal not be included in the total number of voting shares held by shareholders in atendance at he general meting. The board of directors and independent directors, along with shareholders who met aplicable requirements, may publicly acquire shareholders' voting rights. When acquiring shareholders' voting rights, specific voting intentions and oth er information shal be fuly disclosed to the person acquired. No shareholders' voting rightshal be acquired by means of payment or indirect payment. The company shal not sethe minimum shareholding ratio limits for acquiring shareholders' voting rig hts. Article 80 Where the general meting considers any materelating to a related - party transaction, the related shareholder(s) concerned shal not participate in the voting, and the number of voting shares held by any such shareholder(s) shal not be included in the total number of valid votes; the voting results for non - related shareholdershal be adequately disclosed in the anouncement of the general meting resolution. The related shareholders mentioned in the preceding paragraph include the folowing shar eholders or shareholders who have one of the folowing circumstances: 1. Those acting as a counterparty; 2. Those who are a direct or indirect controler of the counterparty; 3. Those directly or indirectly controled by the counterparty; 4. Those control ed by the same legal person, other organisation, or natural person as the counterparty; 5. Shareholders whose voting power is limited and influenced by thexistence of an equity transfer agrement or other agrement with the counterparty or a related pers on thereof that has ben fulfiled; and 6. Shareholders recognised by the China Securities Regulatory Comision or Shanghai Stock Exchange that may cause an imbalance betwen their own interests and those of the listed company. The avoidance and voting pr ocedures of the related party are as folows: 1. secretary to the board of directors, or a related shareholder, or other shareholders present(s) the avoidance aplication in acordance with relevant regulations and avoid; 2. the related party shal not par ticipate in the voting of the maters concerning on the related party transaction; and 3. where the general meting votes for the maters concerning on the related party transaction, the matershal be voted by the other present non - related shareholders pursuanto the stipulations of the articles of asociation after deducting the voting rights of shares held by the related shareholders. Article 81 Subjecto the legality and validity of the general meting, the company shal facilitate the atendance of sharehold ers athe general meting by various methods, including via the use of modern information technology such as an internet voting platform. Article 82 Unles the company is afected by a crisis or other special circumstances, it shal not conclude any contract granti ng the power to manage the company's overal busines or important aspects thereof with any person other than the directors, the president and other senior oficers. Article 83 The lists of director and supervisor candidateshal be submited to the general meting as voting proposals. When the general meting votes on thelection of directors and supervisors, a cumulative voting systemay be adopted in acordance with the articles of asociation or a resolution of the general meting. During thelection of direc tors, when the controling shareholding of the controler shareholder(s) has ben above 30% of al shares, the cumulative voting shal be adopted, and the specific ways of which are: when more than 2 directors to belected, each share held by shareholders shal has thequal voting rights of the total number of directors to belected. A shareholder can both give al his/her voting rights tone candidate and to several candidates. The directors arelected acording to the votes in turn. The term "cumulat ive voting" as refered to in the preceding paragraph means that when the general meting elects directors or supervisors, each share has voting rights equivalento the number of directors or supervisors, and the voting rights of the shareholders may be c olectively exercised. The board of directorshal make the resumes of and basic information on the director and supervisor candidates available. The nomination methods and procedures of directors and supervisors are as folows: 1. t he directors in the fi rst board of directors and the representatives of shareholders from board of supervisors shal be selected out from the candidates presented by the promoters . 2. W hen holding thelection athexpiration of ofice term of board of director or board of su pervisors, or changing directors or supervisors, the curent board of directors and the board of supervisors listening to the opinions of relevant shareholders, or shareholder(s) holding individualy or jointly 3% of the voting rights of shares isued outs ide by the company nominating through the interim proposal, would propose the candidates list of the next board of directors and board of supervisors. 3. themploye representative in the board of supervisorshal belected through workers ’ congres or other democratic ways by workers. The specific ways and procedures for nominating the candidates of directors and supervisors by board of directors and board of supervisor are: 1. Within the number of people defined by the articles of asociation and pur suanto the number of people to belected, the Nomination Comite subordinated thereto the Board of Directors （“ Nomination Comite ”） wil put forward a sugestive list. After being pased by the board of directors, the board of directors wil propose t he list of candidates of directors to thelection of the general meting of shareholders. The board of supervisor wil propose the sugestive list of the candidates of supervisors which are taken by the representatives of shareholders. After being pased by the meting of board of supervisor, the board of supervisor wil propose the candidates of supervisors which are taken by the representative of shareholders to the election of the general meting of shareholders. 2. the shareholder(s) holding individual ly or jointly 3% of the voting rights of shares isued outside by the company may propose the candidates of directors to the board of directors or the candidates of supervisors which are taken by the representative of shareholders to the board of superviso r. If the board of directors or board of supervisor does not acepthe aforesaid proposals, those shareholders may propose a interim proposal to the general meting in acordance with the relevant regulations of laws, regulations and the articles of asoc iation on the interim proposal. 3. themploye representative in the board of supervisorshal belected through workers ’ congres or other democratic ways by workers. Article 84 The general meting shal vote individualy for each director and supervisor candida te when considering the proposals of director and supervisor election. Article 85 The director candidate shal make a writen promise before the general meting that he/she acepts the nomination, and acknowledges thathe disclosed materials of director candidates are true and complete and guarantes the ful performance of the responsibilities of directors after being elected. Article 86 Other than maters to be decided by cumulative voting, the general meting shal vote on al proposals item by item. Diferent proposals on the same mater shal be voted on acording to the order in which the relevant proposals were submited. The general meting shal not set any proposal aside or fail to put any proposal to a vote unles the general meting isuspended or the making of resolutions becomes imposible due to special circumstancesuch as force majeure. Article 87 The general meting shal not modify any proposal in the course of deliberations. Any modified proposal shal be demed to be a new proposal and shal not be voted on ath e same sesion of the general meting. Article 88 Any one voting right may bexercised by only one meansuch as live voting, internet voting or any other means of voting. Where one voting right is exercised more than once, the first vote shal count. Article 89 Votes cast a t the general meting shal be made by open balot. Article 90 Before the general meting votes on any proposal, two shareholder representativeshal belected to participate in the counting and supervision of voting. Where any such shareholder has interests relat ing to the maters to be discused, neither the relevant shareholder nor his proxy shal participate in the counting and supervision of voting. When the general meting votes on any proposal, the company shal arange for its lawyers, shareholderepresent atives and supervisorepresentatives to jointly take charge of the counting and supervision of votes and anounce the voting result imediately. The voting result shal be recorded in the meting minutes. The company shareholders or their proxies who vote via the internet or by any other method shal have the righto check their own voting results via the coresponding voting system. Article 91 The time at which a live general meting closeshal be no earlier than the time at which it closes on the internet or by any other method. The meting chair shal anounce the voting details and result for each proposal and anounce whether the proposal has ben pased acording to the voting result. Before the oficial anouncement of the voting result, the relevant partie s including the company, the vote counters, the voting supervisors, major shareholders, and providers of internet serviceshal maintain the confidentiality of the voting details. Article 92 Shareholders in atendance athe general meting shal castheir votes o n any proposal puto a vote in one of the folowing ways: afirmative, negative or abstention. The securities registration and clearing organisation shal be the nomine holder of shares on the Shanghai - Hong Kong Stock Conect, except where declaration is made in acordance with the actual holder's intent. Where any balot is not completed in ful, is completed incorectly or uninteligibly, or has no vote recorded, the voter shal be demed to have waived his voting rights and the voting result for hish areshal be demed as an "abstention". Article 93 Where the meting chair has any doubt on the result for any resolution put to the vote, he may arange for the votes casto be recounted; where the meting chair fails to counthe votes, the shareholders and shar eholder proxies in atendance athe meting who have an objection to the result anounced by the meting chair may require thathe votes be recounted imediately after the anouncement of the voting results, in which case the meting chair shal imediat ely arange for the votes to be recounted. Article 94 Resolutions of the general meting shal be anounced without delay. The anouncement shal include the number of shareholders and shareholder proxies in atendance athe meting, the total number of voting shar es they hold and the proportion such shares represent of the total number of company voting shares, the voting methods used, the voting result for each proposal, and the details of each resolution adopted. Article 95 Where a proposal is not adopted or a resolution m ade at a previous general meting is changed at any subsequent general meting, a special note shal be included in the anouncement of general meting resolutions. Article 96 Where any proposal for thelection of a director or supervisor is adopted at a general me eting, the new director or supervisor shal take ofice on the date when the resolutions of the general meting have ben made . Article 97 Where a general meting adopts a proposal to pay a cash dividend, gift shares or convert capital reserves into shares, the comp any shal implementhe specific scheme in question within two months of the close of the general meting. Chapter V Board of Directors Section 1 Directors Article 98 None of the folowing persons may serve as a director of the company: 1. any person who lacks civ il capacity or has limited civil capacity; 2 . any person who h as ben sentenced to a term of imprisonment for any of the folowing crimes and completed the sentence les than five years ago: embezlement, bribery, conversion of property, misapropriation o f property, or sabotaging the socialist economic order; or who has ben deprived of his political rights as a result of a criminal conviction and had that sanction lifted les than five years ago; 3 . any person who haserved as a director, the factory chi ef, or the president of a bankrupted and liquidated company or enterprise and was held personaly acountable for such bankruptcy, where the bankruptcy and liquidation were completed les than thre years ago; 4 . any person who haserved as the legal repr esentative of a company or enterprise whose busines license w as revokedue to any violation of law, and was held personaly acountable for the circumstances leading to the revocation, where the revocation ocured les than thre years ago; 5 any person who has defaulted on a personal debt for a significant amount; 6 . any person who has ben denied aces to the securities market by the CSRC where the relevant period remains unexpired; 7 . any person who is baned from doing so in acordance with other l aws, administrative regulations or departmental rules. Where the company elects or apoints a director in violation of this article, such election, apointment or employment shal be invalid. Should any of the circumstances prescribed in this article arise in relation to a director during his term of ofice, the company shal remove the director. Article 99 Directorshal belected oreplaced by the general meting before the expiry of the tenure . Directors' tenure shal be 3 years. On thexpiration of the term, the same director may be relected and serve another term. The term of ofice of a director shal start from the date on whiche takes ofice and end on thexpiration of the curenterm for the board of directors. Where relection procedures are not car ried out in a timely maner on thexpiration of the directors' term of ofice, before the newly electedirectors take ofice, the original directors shal perform their directors' duties in acordance with laws, regulations and departmental rules. The pr esident and other senior oficers may concurently serve as directors to the extenthathe total number of directors concurently serving as the president or other senior oficers and the directors that are acted by staf representative shal not exced 50% of the total number of the company's directors. Article 100 Directorshal abide by laws, administrative regulations and the articles of asociation, and shal have the folowing fiduciary duties to the company: 1. directorshal not abuse their authority by ac cepting bribes or other ilegal income, and shal not convert company property; 2. directorshal not misapropriate company funds; 3. directorshal not deposit company asets into acounts held in their ownames or in the name of any other individual; 4. directorshal not, in violation of the articles of asociation, loan company funds to any other person or give company asets asecurity for the debt of any other person withouthe aproval of the general meting or the board of directors; 5. direc torshal not conclude any contract or engage in any transaction with the company either in violation of the articles of asociation or withouthe aproval of the general meting; 6. directorshal not use the advantages provided by their own positions to pursue busines oportunities that properly belong to the company to engage in the same busines as the company either for their own acount or for the acount of any other person withouthe aproval of the general meting; 7. directorshal not acep t comisions paid by others for transactions conducted with the company as their own; 8. directorshal not disclose confidential company information without authorization; 9. directorshal not abuse their conected relationships to damage the company' s interests; and 10. directorshal have other fiduciary duties prescribed in laws, administrative regulations, departmental rules and the articles of asociation. Any incomearned by a director in violation of this article shal belong to the company; w here the company sufers a los, the director shal be liable for making compensation. Article 101 Directorshal abide by laws, administrative regulations and the articles of asociation, and shal have the folowing due diligence duties to the company: 1. director s shal prudently, earnestly andiligently exercise the powers the company grants to them to ensure thathe company conducts its comercial activities in a maner that complies with the requirements of state laws, administrative regulations and stateco nomic policies, and thathe company's comercial activities do not go beyond the scope of the busines activitiestipulated in the company's busines license; 2. directorshal treat al shareholders equaly; 3. directorshal maintain a timely awarene ss of the operation and management of the company; 4. directorshal sign writen statements confirming the regulareports of the company, and ensure thathe information disclosed by the company is true, acurate and complete; 5. directorshal provide acurate information and materials to the board of supervisors and shal not obstructhe board of supervisors or individual supervisors from performing its or their duties; and 6. directorshal have other due diligence duties prescribed in laws, admini strative regulations, departmental rules and the articles of asociation. Article 102 Where a director neither atends in personor authorizes another director to atend a meting of the board of directors twice in sucesion, the director shal be demed to be unab le to perform his duties and the board of directorshal advise the general meting to dismis the director in question. Article 103 Any director may submit his resignation prior to thexpiration of his term of ofice. Where a directoresigns, he shal submit a wr iten resignation reporto the board of directors. The board of directorshal disclose the relevant information within two days. Where the number of directors on the board of directors fals below the quorum due to a director's resignation, the director who has resigned shal, before a new director is elected and takes ofice, perform his directors' duties in acordance with laws, administrative regulations, departmental rules and the articles of asociation. Other than in the circumstances described in the preceding paragraph, the resignation of any director shal come into efect when the resignation report is received by the board of directors. When a director's resignation takes efect or on thexpiration of his term of ofice, the director shal go through al handover formalities with the board of directors. The director's fiduciary duties to the company and shareholdershal remain efective for two years and shal not be automaticaly discharged on thexpiration of his term of ofice . Article 104 Upon the resignation of the director or thexpiration of the term of ofice, al transfer procedureshal be completed with the board of directors. The loyalty obligations to the company and the shareholdershal not be discharged after thend of the term of of fice and shal remain valid for two years. Article 105 Unlestipulated otherwise in the articles of asociation or legaly authorized by the board of directors, no director shal act on behalf of the company or the board of directors in his owname. Where a direct or acts in his owname while a third party reasonably believes thathe director is acting on behalf of the company or the board of directors, the director shal state his position and status in advance. Article 106 Any director who violates any law, administrative regulations or the articles of asociation in the course of performing his duties and thereby causes the company to sufer a loshal be liable for making compensation. Article 107 Independent directorshal comply with the relevant provisions of laws, administrat ive regulations and ministry rules. Section 2 Board of Directors Article 108 The company shal establish a board of directors, which shal be responsible to the general meting. Article 109 The board of directorshal consist of 9 directors, and shal have a chairman and a vi ce - chairm a n . Article 110 The board of directorshal exercise the folowing powers: 1. to convene the general meting and present reports thereto; 2. to implement resolutions adopted by the general meting; 3. to determine the company's operating plans and investmen t programs; 4. to drafthe company's anual financial budget and final acounts plan; 5. to draft plans for the distribution of company profits and plans to cover loses; 6. to draft plans relating to any increase oreduction in registered capital, the i ssuance of bonds or other securities, or listing; 7. to draft plans for the company's major purchases, the purchase of company stock, or any merger, breakup, change of corporate form or disolution of the company; 8. to determine, within the scope of the p owers granted by the general meting, maters including the company's external investments, the sale and purchase of asets, aset mortgages, external guarantes, third party financial management, and related - party transactions; 9 . to determine thestabli shment of the company's internal management structure; 1 0 . to apoint or dismis the company president or secretary to the board of directors; apoint or dismis company deputy president s or the chief financ ial ofi c er in acordance with the manager's reco mmendations andecide on theiremuneration and incentive schemes; 1 1 . to formulate the company's basic management systems; 1 2 . to formulate plans to amend the articles of asociation; 1 3 . to manage the disclosure of information by the company; 1 4 . to mak e proposals to the general meting on the apointment oreplacement of the acounting firm that audits the company; 1 5 . to hear work reports given by the president of the company and overse the president 's work; and 1 6 . any other power granted by laws, regulations, departmental rules or the articles of asociation. The board of directors of a listed company should establish an corporate strategy, audit ， rnomination, and remuneration and asesment comite or other specialized comites. The special comites are acountable to the board of directors and perform th eir duties in acordance with the Articles of Asociation and authorization of the board. Proposals by the special comiteshould be submited to the board for deliberation andecision.Special comites are composed solely of directors. Independent directorshould make up the majority of the audit comite, the nomination comite and the remuneration and asesment comite, and should convene the comite metings. The convener of the audit comite must be an acounting profesional. The boa rd of directors is responsible for making work procedures of specialized comites for the operation of specialized comites. Article 111 The board of directorshal provide an explanation to the general meting on any non - standard audit opinion isued by a certi fied public acountant in relation to company financial reports. Article 112 The board of directorshal formulate its own rules of procedure to ensure that it implements general meting resolutions, enhances work eficiency and safeguardsystematic decision - making . Article 113 The board of directors shal determine limits relating to external investments, purchases and sales of asets, aset mortgages , external guarantes, third party financial management and related - party transactions; shal establish strict procedures for e xamination andecision - making ; for major investment projects, the board of directorshal arange for relevant experts and profesionals to cary out asesments a nd submit reports to the general meting for aproval. The board of directors decides the m atersuch as external investment, purchasing and seling asets, aset guarante and trust management etc. and the value of which is les than 30% of the latest audited asets of the company; otherwise, those maters shal be proposed to the general met ing. The authority thathe general meting of shareholders grants the board of directors for external investment, acquisition and sale of asets, asets mortgage or external guarantes, administration ofinance by a third party, afiliated transaction is based on the Administrative Measures on External Investment, External Guarante, Afiliated transaction aproved by the general meting of shareholders. Article 114 The board of directorshal apoint one chairman and one vice - chairman. The chairman and vice - chairm an shal belected by an absolute majority of directors . Article 115 The chairman of the board of directorshal exercise the folowing powers: 1 . to preside over general metings and to convene and preside over metings of the board of directors ; 2 . to supervise, promote and overse the implementation of resolutions of the board of dire ctors; 3 . to sign the company ’ s stock, bond and other securities; 4. to sign the significant documents of the board of directors and others which ned to be signed by the legal represe ntative; 5. to exercise the functions and power of legal representative; 6. to cary outhe folowing maters: (1) matersuch as external investment, purchasing and seling asets, aset guarante and trust management etc. (excluding the related party transa ction an d external guarante) where its value is les than 3 milion and 0.5% of absolute value of the latest audited total asets of the company; the aforesaid purchasing and seling asets refers to as the purchasing and seling apart from the daily busi nes activities. (2) related party transactions betwen the company and the related party where the value is les than 3 mil i on or 0.5% of absolute value of the latest audited net asets of the company; (3) to make a loan within the credit quota of the ye ar authorized by the board of directors, the value of each new loan or the cumulative loans of a complete acounting year is les than 0.5% of the latest audited total asets of the company when outside of the credit quota ; and (4) to recruit andismis t he management staf other than those shal be recruited and dismised by the board of directors. 7. under the force majeure such aserious natural disasters, to exercise the special jus disponendi of the company maters, and to reporto the board of dir ectors and general meting; and 8. any other power granted by the board of directors. Article 116 The vice - chairman of the company shal asisthe chairman in his work. Where the chairman is unable to exercise his powers or fails to do so, the vice - chairman apointe d by the chairman shal exercise such powers on his behalf (where the company has twor more vice - chairmen, the vice chairman jointly elected by an absolute majority of directorshal exercise such powers). Where the vice chairman is unable to exercise h is powers or fails to do so, a director jointly nominated by an absolute majority of directorshal exercise such powers. Article 117 The board of directorshal hold metings no les than twice a year. The metingshal be convened by the chairman of the board of directors and notice shal be given to al directors and supervisors ten days before the meting is held. Article 118 Shareholders representing more than one tenths of al voting rights, more than one thirds of al directors or the board of supervisors may propose a n interim meting of the board of directors. The chairman of the board of directorshal, within ten days of receiving any such proposal, convene and preside over a meting of the board of directors. Article 119 The notification methods used for interimetings of the board of directorshal be personal service, fax and email , and the time limit for notification shal be thre days before the meting is convened . But, the telephone or other oral ways of notification can be used in case of emergency and explanation shal be given by the convener. Article 120 Board of directors meting noticeshal include the folowing details: 1. the date and time of the meting and the meting venue; 2. the length of the meting; 3. the reason for the meting and topics to be discused; 4. t he date of isue of the notice . Article 121 No meting of the board of directorshal be held unles atended by an absolute majority of directors. Any resolution adopted by the board of directorshal require afirmative votes by an absolute majority of directors. When voting on board of directors' resolutions, one director shal have one vote . Article 122 When the board meting of a listed company deliberates on a related transaction, relatedirectorshal withdraw from the voting and shal not exercise voting powers on be half of other directors. The relevant meting of the board of directorshal not be held unles atended by an absolute majority of directors without a conected relationship with any such enterprise, and any resolution made athe meting must be voted f or by a majority of directors without any such relationship to be pased. Where the number of directors without any such conected relationship atending the meting is les than thre, the mater shal be submited to the general meting for consideration . The conectedirectors aforesaid shal include the folowing directors or a director who fals within any one of the folowing cases: 1 Those acting as a counterparty; 2 Those who are a direct or indirect controler of the counterparty; 3 Those that hol d a post in the counterparty, in a legal person or other organisation capable of directly or indirectly controling such counterparty, or in a legal person or other organisation directly or indirectly controled by such counterparty; 4 Family members that have a close relationship with the counterparty or the direct or indirect controler thereof (family members of the persons here mentioned including their spouse, child(ren) aged 18 and above and their spouse, parents, their spouse's parents, siblings and their spouse, their spouse'siblings, the parents of their child(ren)'spouse;); 5 Family members that have a close relationship with the directors, supervisors or senior management personel of the counterparty or with a direct or indirect controler th ereof; and 6 Directors recognised by the China Securities Regulatory Comision, the Shanghai Stock Exchange, or the listed company as having a conflict of interest with the listed company that may influence their ability to exercise busines judgment inde pendently. When a director and the company where the director work for have significant direct or indirect interests in a contract, deal or arangement concluded by or intended to be concluded by the company (apart from contracts of apointment concluded betwen the company andirector), regardles of whether the mater is required to be aproved by the board of directors under normal circimstances, the nature andegre of conected relationship shal be promptly disclosed to the board of directors. Unl es the conectedirector has disclosed his/her interesto the board of directors acording to provisions of the preceding paragraph of this Article, and the board of directors has aproved the mater in a vote in which that director has not ben include d, the company shal have the righto cancel that contract, deal or arangement. However, exception shal be made if the other party is a bona fide party which did not know thathe actions of the director were in violation of his/her obligations. The abs tention and voting procedures forelatedirectors: 1. The secretary to the board of directors orelatedirectors or other directorshal file an aplication for abstention acording to relevant regulations; 2. The relatedirectors may not participate in the consideration of afiliated transaction ； 3. When the board of directors votes on afiliated transaction, the non - relatedirectors present athe board of directorshal vote for the afiliated transaction acording to the Articles of Asociation after deducting the voting rights represented by the related directors. Article 123 The voting method to be used foresolutions of the board of directors is open balot oraising hands . On the condition that directors are given suficient oportunity to voice their opinions, an interimeting of the board of directors may be conducted by waysuch as fax and may make resolutions, which shal be signed by the directors in atendance athe meting. Article 124 Metings of the board of directorshal be atended by each direct or in person. Where a director is unable to atend a meting for any reason, he may isue a writen proxy form apointing another director to atend on his behalf. The proxy form shal set outhe name of the proxy, the maters for whiche has ben apoin ted, the scope of his authorization and the valid term, and shal be signed or sealed by the apointing director. Any director who atends a meting on behalf of another director shal exercise the later's rights within the scope of his authorization. Any director who neither atends a meting of the board of directors nor apoints a proxy to atend on his behalf shal be demed to have waived his voting rights athe meting . Article 125 The board of directorshal prepare minutes regarding its decisions on maters considered athe meting, which shal be signed by the directors in atendance athe meting. The meting minutes for the board of directorshal be retained in company archives for ten years. Article 126 Board of directors meting minuteshal include the folo wing details: 1. the date and time of the meting, the meting venue and the name of the meting convener; 2. the names of the directors in atendance athe meting and the names of directors (proxies) apointed by other directors to atend the meting; 3 . the meting agenda; 4. the key points made by the directors in the course of discusions; 5. the voting method adopted and the voting result for each resolution (the voting result shal record the numbers of afirmative votes, negative votes and abstenti ons). Section 3 Independent Director Article 127 The board of directorshal have 3 independent directors. An independent director shal dutifuly perform his duties and responsibilities, safeguard the company's overal interests and, in particular, pay atention t hathe lawful rights and interests of smal and medium shareholders are not prejudiced . An Independent Director shal perform his duties and responsibilities independently, withouthe interference of the principal shareholders or the persons in actual co ntrol of, or other entities or individuals that have a material interest in, the listed company. In principle, an Independent Director shal not simultaneously hold the position of Independent Director in more than five listed companies and he shal ensure that he hasuficientime and energy to efectively perform his duties and responsibilities as an Independent Director. Article 128 The board of directors, the board of supervisors and shareholder(s) individualy or jointly holding more than 1% of shares isued ou tside of the company can propose the candidate of independent director, and the independent director shal belected by the general meting. Article 129 I n adition to the functions and powers grantedirectors under the Company Law and otherelevant laws and regul ations, the compan y shal grant i ndependent d irectors the folowing special functions and powers: 1. majorelated - party transactions (namely proposed related - party transactions betwen the company and a rela ted person with a total value of more than CNY 3 milion and more than 0. 5% of the company's most recently audited net aset value) shal be submited to the board of directors for deliberation after the aproval of the i ndependent d irectors; (1) before rendering their judgment, i ndependent d irectors ma y engage an intermediary organization to isue an independent financial consultant report for use as a basis forendering their judgment; 2 . proposing thengagement or dismisal of an acounting firm to the board of directors; 3 . proposing to the board o f directors the convening of an extraordinary shareholders' general meting; 4 . proposing the convening of a meting of the board of directors; 5 . independently engaging external auditing institutions and consultancies; and 6 . openly soliciting shareholder s' voting rights before the holding of a shareholders' general meting; Independent d irectorshal obtain the consent of at least half of al the i ndependent d irectors beforexercising the afore - mentioned functions and powers. If any of the afore - mention ed proposals was not acepted or any of the afore - mentioned functions and powers could not bexercised normaly, the company shal disclose the details thereof. Article 130 An independent director shal atend the metings of the board of directors on time, and have ful knowledge of the operation of the company. Besides the atendance of the metings, an independent director shal spend more than 10 days per year investigating the situations of operation, management and iner control etc. of the company. An independ ent director shal presenthe anual report of al independent directors ilustrating their performance to the general meting of the company, Article 131 Concerning the folowing maters, an independent director shal expres one of the independent opinions: agre ment, reservation and its reasons, objection and its reasons, and unable to make coments and its reasons o n the folowing m aterial m aters o f t he c ompany : 1 . the nomination, apointment and removal of directors; 2 . thengagement or dismisal of senior ma nagement personel; 3 . the remuneration of the company's directors and senior management personel; 4 . the board of directors did not prepare the cash profit distribution plan; 5. existing or new loans totaling more than CNY3 milion or more than 5% of the li sted company's most recently audited net aset valuextended to the listed company by itshareholders, persons in actual control or afiliates or other transactions involving funds amounting to more than CNY3 milion or more than 5% of the listed company 's most recently audited net aset value betwen the listed company and its shareholders, persons in actual control or afiliates, and whether the company has taken efective measures to recover the monies owed; 6. maters that may, in an i ndependent d irec tor's opinion, prejudice the rights and interests of smal and medium shareholders; and 7. other materspecified in the company's articles of asociation. Article 132 An independent director shal perform his due diligence obligation when discovering the folowing maters, and whenecesary can hire an intermediary organization to make a special investigation: 1. significant maters haven ’ t presento the board of directors; 2. haven ’ t disclose maters in time; 3. therexists false records, misleading statements or major o misions in the public information; 4. other circumstances that violating laws and rules or prejudicing the rights and interests of smal and medium shareholders. Article 133 Under the folowing circumstances, an independent director shal make a public anouncement: 1. d ismised by the company and the reason of which is demed unreasonable; 2. to resign since therexistsituations that hinder the independent director efectively exercise his functions and powers; 3. the board of director did notakefective measures after the report of violating laws and rules; and 4. other situations that hinder the independent director exercising his functions and powers. Article 134 An independent director shal presenthe anual reporto the anual general meting of the company on the folowing ma tters: 1. times of atendance and the voting situation of the metings of board of directors and general metings of the last year; 2. situation of expresing the independent opinions; 3. work concerning on protecting the legal rights and interests of smal and med ium shareholders, and 4. other work on his performance, such as proposing a meting of board of directors, and engagement or dismisal of an intermediary organization, etc. Article 135 The company shal establish the independent director system, and the secretary to the board of directors shal asist thexercising ofunctions and powers of independent director. The company shal gua rante an independent director the equal righto know, and be provided with the company ’ s materials in time to the independent director . Article 136 An independent shal have the same term of ofice with other directors, and can be re - elected and re - apointed after thexpiration of the term, buthe duration shal be les than 6 years. An independent director shal not be dismised without reasonable reason before thexpiration of his term. If such, the company shal disclose such maters as a special disclosure mater. Article 137 An independent director may submit his resignation before thexpiration of his term. When an i ndependent d irectoresigns, he shal l submit a writen resignation to the board of directors in whiche provides information on any circumstances related to his resignation or any circumstances to whiche believes the atention of the company'shareholders and creditors must be drawn. If the resignation of an i ndependent d irector causes the number of i ndependent d irectors on the company's board of directors to fal below the minimum ratio required, the writen resignation of the said i ndependent d irector shal only enter into efect after his sucesor as i ndependent d irector fils the vacancy. Article 138 The board of directors of the company shal establish the Independent Director Working System as the apendix of the articles of asociation. Section 4 Secretary to the Board of Directors Article 139 The comp any shal have a secretary to board of directors. The b oard s ecretary is a senior oficer of the company. It shal be responsible for the company and the board of directors and shal perform duties faithfuly andiligently. Article 140 Any person to be apointed as the b oard s ecretary by the board of director shal have: 1. g ood profesional ethics and integrity , e xpertise in finance, management and law necesary for performing duties , w ork experience necesary for performance of duties; 2. a ny person who fals in an y of the folowing circumstanceshal not act as the b oard s ecretary: ( 1 ) h aving any of the circumstances provided for in Article 14 6 of the co mpany Law ; ( 2 ) o btaining administrative punishment imposed by CSRC in recenthre years; (3) o nce having ben reproached publicly or criticized by a stock exchange more than thre times in recenthre years; (4) any circumstanceset forth in article 97 of the articles of asociation; (5) a cting as thexisting supervisor of the company ; or (6) h aving other circumstances incompetent as a secretary of the board of directors . 3. w here the b oard s ecretary of the company fals in one of the folowing circumstan ces, the company shal dismis him or her within one month after such circumstance ocurs: ( 1 ) b eing identical with any of the circumstances provided for in Item 2 of this a rticle hereof; ( 2 ) f ailing to perform duties for more than thre consecutive months ; (3) i ncuring major erors or omisions when he or she performs duties, resulting in serious consequences; (4) v iolating laws, regulations or other normative documents, resulting in serious consequences. Article 141 The main functions and powers of board secretary shal be : 1. be responsible for eleasing corporate information externaly , f ormulating and improving the information disclosure management system; u rging the company's employes with the obligation to disclose relevant information to comply with relevant re gulations on information disclosure, and asisting with relevant parties and persons in performing the obligation of information disclosure; 2. be in charge of managing the investorelationship, and improving the company's mechanism for investors' comunicat ions, reception and services ; 3. o rganizing, preparing and atending the metings of the board of directors , metings of special comisions under the board of directors, metings of the board of supervisors and shareholders' metings ; 4. be in charge of the con fidential work of information disclosure, and reporto Stock Exchange(s) andisclose such information in time; 5. checking on the truth of media reports , and prompting the board of directors to reply the questions of Stock Exchange(s); 6. organiz ing the compan y's directors, supervisors, senior oficers and otherelevant personel to atend training courses relating to pertinent laws, regulations and other normative documents ; 7. prompt ing the company's directors, supervisors and senior oficers to perform obligat ions faithfuly andiligently ; u pon the awarenes of actual or potential decisions made by any of the aforesaid pe rsons in violation of pertinent laws, regulations and other normative documents, the secretary to the board of directors shal give a warning first and reporto the Stock Exchange(s) imediately ; 8. be responsible for the company ’ s equity management afairs, taking care of the materials of shareholding of the company ’ s directors, supervisors and senior management oficers , the controling shareho lder and its directors, supervisors and senior managers , and be in charge of the disclosure of the changes of shareholding of t he company ’ s directors, supervisors and senior management oficers; and 9. other functions and powers required in the company law or articles of asociation, or by the CSRC or the Stock Exchange(s). Article 142 The director or other senior manager of the company can concurently serves as the board secretary. The registered acountant or lawyer hired by the company shal not be served as the boar d secretary concurently. Article 143 The board secretary shal be nominated by the chairman of the board of directors, and bengaged or dismised by the board of directors. Where a director concurently serves as the board secretary, he/she shal not present as the double duty when some activity neds a director and board secretary separately. Article 144 The company shal provide conveniences to the b oard s ecretary for performing duties, and its directors, supervisors, senior oficers and relevant staf shal coperate with t he Board Secretary in performing duties. The board secretary is entitled be have a knowledge of the financial and operation situations of the company concerning his/her performance of duties, and lok into relevant material, and ask relevant departments an d personel to provide such materials. Article 145 The b oard s ecretary shal enter into a confidentiality agrement with the company, undertaking to continualy perform confidentiality obligation until such information is in public domain within the tenure and after demision, except for the information abouthe company's violation of laws and regulations. In the case of a vacancy of the b oard s ecretary within thre months, the b oard of the company shal apoint a director or a senior oficer in time to take the res ponsibilities of the b oard s ecretary and reporto the S tock Exchange(s) for filing. Where the board of directors fails to apoint a person to perform the duties of the secretary of the board of directors or the secretary of the board of directors is vacan t for more than thre months, the legal representative of the company shal perform the duties of the b oard s ecretary on his/her behalf until a new secretary is apointed. Chapter VI The President and Other Senior Oficers Article 146 The company shal apoint one p resident , who shal be apointed or dismised by the board of directors. The company shal apoint several deputy president s, who shal be apointed or dismised by the board of directors. The president , the deputy president s, the chief financ ial oficer a nd board secretary shal be demed to be the senior oficers of the company. Article 147 The provisions of Article 9 7 of the articles of asociation relating to the circumstances in which individuals may not serve as directorshal also aply to senior oficers. The provisions of Article 10 of the articles of asociation relating to directors' fiduciary duties and the provisions of Items 4 to 6 of Article 101 on directors' due diligence dutieshal also aply to senior oficers. Article 148 No person who serves in any non - dir ector position in a unit of any of the company's controling shareholders or ultimate controlershal serve as a senior oficer of the company. Article 149 The term of ofice for the president shal be 3 years, and may be renewed upon reapointment. Article 150 The president shal reporto the board of directors and shal exercise the folowing powers: 1. to manage the company's production and operations, and organize the implementation of board resolutions; 2. torganize the implementation of the company's anual operating plans and investment programs; 3. to drafthe plan for the company's internal management structure; 4. to formulate the company's basic management systems; 5. to formulate detailed company rules; 6. to make recomendations to the board of directors on the apointment oremoval of any deputy president or the chief financ ial oficer ; 7. to apoint oremove oficers of the company other than those to be apointed or removed by the board of directors; and 8. any other power granted by the articles of asocia tion and the board of directors. The manager shal be present at board metings without voting rights. Article 151 The president shal formulate his own detailed working rules, which shal be implemented after being aproved by the board of directors. Article 152 The detailed w orking rules for the president shal include the folowing particulars: 1. the conditions and procedures for convening the management layer 's meting and the meting participants; 2. the respective and specific duties of andivision of work betwen the pr esident and other senior oficers; 3. the use of the company's capital and asets, the power to conclude major contracts, and the system foreporting to the board of directors and the board of supervisors; and 4. other maters demed necesary by the boar d of directors. Article 153 The president may resign before thexpiration of his term of ofice. Specific procedures and measures with respecto the president 's resignation shal be prescribed in themployment contract by and betwen the president and the company. Article 154 The deputy president shal be nominated by the president and bengaged or dismised by the board of directors. The deputy president shal asisthe work of the president. Article 155 Any senior oficer who violates any law, administrative regulations, departmenta l rules or the articles of asociation and thereby causes the company to sufer a loshal be liable for making compensation. Chapter VI Board of Supervisors Section 1 Supervisors Article 156 The provisions of Article 9 7 of the articles of asociation relating t o the circumstances in which individuals may not serve as directorshal also aply to supervisors. No director, president or other senior oficer shal concurently act as a supervisor. Article 157 Supervisorshal abide by laws, administrative regulations and the articles of asociation, and shal owe fiduciary andue diligence duties to the company. Supervisorshal not abuse their authority by acepting bribes or other ilegal income, nor shal they convert company property. Article 158 The term of ofice of a supervisor shal be thre years. On thexpiration of his term of ofice, the same supervisor may be relected and serve another term of ofice. Article 159 Where a new supervisor has not yet ben elected on thexpiration of a supervisor's term of ofice, or the number of sup ervisors on the board fals below the quorum due to the resignation of a supervisor during his term of ofice, that supervisor, before the newly elected supervisor takes his ofice, shal continue to perform his duties in acordance with laws, administrati ve regulations and the articles of asociation. Article 160 Supervisorshal ensure thathe information disclosed by the company is true, acurate and complete. Article 161 Supervisors may atend metings of the board of directors and make inquiries or present proposals relat ing to isues to be determined by the board of directors. Article 162 Supervisorshal notake advantage of their conected relationships with others to damage the company's interests and, where any los is incured as a result of any such violation, sha ll be liable for making compensation. Article 163 Any supervisor who violates any law, administrative regulations, departmental rules or the articles of asociation and thereby causes the company to sufer a loshal be liable for making compensation. Section 2 Bo ard of Supervisors Article 164 The company shal establish a board of supervisors. The board of supervisorshal consist of 6 supervisors, shal have a chairman, and may have a vice - chairman. The chairman and the vice - chairman shal belected by an absolute majorit y of supervisors. The chairman shal convene and preside over metings of the board of supervisors. Where the chairman is unable to exercise his powers or fails to do so, the vice - chairman shal convene and preside over metings of the board of supervisors . Where the vice - chairman is unable to exercise his powers or fails to do so, a director jointly nominated by an absolute majority of directorshal convene and preside over metings of the board of supervisors. The board of supervisorshal be composed of shareholderepresentatives and an apropriate proportion of company employe representatives. The number of employe representativeshal be no les than one third of al supervisors. Employe representatives on the board of supervisorshal be democ raticaly elected by employes through themploye representative congres, themploye congres, or any other means. Article 165 The board of supervisorshal exercise the folowing powers: 1. to examine and give writen examination opinions on the company's regu lareports prepared by the board of directors; 2. to review the financial afairs of the company; 3. to monitor the conduct of the directors or senior oficers in the course of performing their duties and to propose the recal of any director or senior of ficer who violates any law or administrative regulations, or the articles of asociation; 4. to require any director or senior oficer who damages the company's interests to take remedial action; 5. to propose interim general metings, and to convene and p reside over a general meting when the board of directors fails to perform its duty to convene and preside over a general meting as prescribed in the Company Law; 6. to submit proposals to the general meting; 7. to file a suit against any director or sen ior oficer of the company in acordance with the provisions of Article 152 of the Company Law; and 8. to undertake an investigation on discovering any iregularities in the operation of the company and, where necesary, engage an acounting firm to asist in any such investigation athexpense of the company. 9. o ther supervisors' powers may be prescribed in the articles of asociation. Article 166 The board of supervisorshal hold metings no les than oncevery six months. An interimeting may be convened at the request of the supervisors. Resolutions of the board of supervisorshal be adopted by an absolute majority of supervisors. Article 167 The board of supervisorshal formulate its own rules of procedure, specifying discusion methods and voting procedures to e nsure work eficiency and safeguard systematic decision - making. Article 168 The board of supervisorshal prepare meting minutes relating to decisions on maters considered at its metings, which shal be signed by the supervisors in atendance athe meting. Supe rvisors may require that explanatory records with respecto the key points made in discusions atheir metings be kept in their meting minutes. The meting minutes for the board of supervisorshal be retained in company archives for ten years. Article 169 Board of supervisors meting noticeshal include the folowing details: 1. the date and time of the meting, the meting venue and the length of the meting; 2. the reasons for the meting and the topics to be discused; and 3. the date of isue of the notice . Chapter VI Party Comite Article 170 The Company shal establish a Party Comite and a Discipline Inspection Comision of China - Singapore Suzhou Industrial Park Development Group Co., Ltd (hereinafter, “Discipline Inspection Comision”). The Party Comit ee consists of a secretary and several other comite members. In principle, the chairman of the Board of Directors and the party comite secretary shal be the same person and a ful - time deputy secretary shal be designated to cary out Party - building work. Eligible party comite members may be apointed as members of the Board of Directors, the Board of Supervisors and the management team of the Company through legal procedures, whileligible party members from the Board of Directors, the Board of Supervisors and the managementeam of the Company may be apointed as members of the party comite pursuanto relevant requirements and procedures. Article 171 The party comite of the Company shal perform its duties in acordance with the Constitution of the Comunist Party of Chinand other party regulations. 1 . To ensure and supervise the implementation of party and national guidelines and policies by the Company, to enforce the strategic decisions of the Jiangsu Province, Suzhou City, the working comite of Suzhou Industrial Park and Suzhou Industrial Park Administrative Comite as wel as importantasks of the party comite of the Stateowned Asets Supervision and Administration Comision of the State Council and the superior party organizations; 2 . To stick to the principle of the Party Supervising Cadres whilensuring thathe Board of Directors is entitled to apoint senior management pursuanto law and senior management is entitled to apoint staf members pursuanto law. The party comite shal consider and give advice on the candidates nominated by the Board of Directors, Chairman of the board of directors and general manager, and may nominate candidates to the Board of Directors and general manager for consideration. It shal review the p roposed candidates together with the Board of Directors and provide opinions and sugestions; 3 . To research andiscus the reform, development and stability of the Company, major operational and management isues and major isues concerning employes ’ in terests, and provide coments and sugestions; 4 . To undertake the main responsibilities of comprehensive and strict party management; guide the Company ’ s ideological and political work, the united front work, construction of spiritual civilization, constr uction of corporate culture and afairs of the trade union, the Comunist Youth League and other mas organizations; take leadership in the construction of the Party’s working style and a clean and honest administration, and suporthe Discipline Inspecti on Comision to efectively discharge its oversight responsibilities. Article 172 The company shal formulate its own financial and acounting system in acordance with laws, admin Chapter IX Financial and Acounting System, Profit Distribution and Audit Section 1 Financial and Acounting System Article 173 The company shal formulate its own financial and acounting system in acordance with laws, administrative regulations and the provisions of relevant state departments. Article 174 The company shal, within four months of thend o f each acounting year, submit its anual financial and acounting reports to the China Securities Regulatory Comision and the relevant stock exchange(s), within two months of the end of the first six – month period of each acounting year, submit its inte rim financial and acounting reports to its local China Securities Regulatory Comision agency and the relevant stock exchange(s), and within one month of thend of the first and third quarters of each acounting year, submit its quarterly financial and acounting reports to its local China Securities Regulatory Comision agency and the relevant stock exchange(s). The aforesaid financial and acounting reportshal be formulated in acordance with aplicable laws, administrative regulations andepartme ntal rules. Article 175 The company shal not establish any separate acounts boks other than those prescribed by law. The company's asetshal not be deposited into any acount established in an individual's name. Article 176 In distributing its curent - year after - tax profi ts, the company shal alocate 10% of its profito itstatutory reserve fund. Alocations to the company's statutory reserve fund may be waived once the cumulative amount ofunds therein exceds 50% of the company's registered capital. Where the statuto ry reserve fund is not suficiento cover any los made by the company in the previous year, the curent year's profit shal be used to cover such los before any alocation is made to the statutory reserve fund pursuanto the preceding paragraph. After an alocation to the statutory reserve fund has ben made from the after - tax profit of the company, and subjecto the adoption of a resolution by the general meting, an alocation may be made to the discretionary reserve fund. After the company has cover ed its loses and made alocations to the reserve funds, any remaining profit shal be distributed to the shareholders in proportion to their respective shareholdings unles otherwise stipulated in the articles of asociation. Where the general meting or the board of directors, in violation of the preceding paragraph, distributes profits to the shareholders before covering company loses and making an alocation to the company statutory reserve fund, the profitso distributed must be returned to the compa ny. Profitshal not be distributed to company shares held by the company itself. The company shal specify in its Articles of Asociation the priority sequence of cash dividendistribution and stock dividendistribution regarding the selection of the m ode of profit distribution, and shal include the folowing maters ： 1 the decision - making procedures and mechanisms of the board of directors and the general asembly of the company on profit distribution maters especialy cash dividendistribution, the specificonditions andecision - making procedures and mechanisms for adjusting curent profit distribution policies especialy cash dividend distribution policies, and measures taken to suficiently hear the opinions of independent directors and minority shareholders; and 2 the specificontents of the company's profit distribution policies especialy cash dividendistribution policies, the form of profit distribution, the interval betwen profit distribution events especialy that of cash dividendistr ibution, the specific conditions for cash dividendistribution, the conditions for granting stock dividends, and the minimum amount or proportion (if any) of each cash dividendistribution. Article 177 Company reserve fundshal be used to cover company loses, ex pand production and operations, or converted to increase the company's capital. However, the capital reserve fund must not be used to cover company loses. After converting statutory reserve funds into capital, the amount remaining in the statutory reserve fund shal be no les than 25% of the company's registered capital. Article 178 After the general meting makes a resolution on a profit distribution plan, the board of directorshal complete the distribution and payment of dividends (or shares) within two months of holding the general meting. Article 179 The company's profit distribution policies are as folows: 1. Profit Distribution Principles The company implements a continuous and stable profit distribution policy. The company's profit distribution should pay atention to the reasonable return on investment of investors, protecthe legal interests of investors, and take into acount the sustainable development of the company. The Company shal folow the principle of equal dividend for equal share. 2. The form of profi t distribution and the interval betwen profit distribution events The company may distribute the profits by way of cash, bonushares and by a combination of both or other methods permited by laws and regulations, buthe company should give priority to chose the distribution of profits by cash dividends. Cash dividendshal be adopted for profit distribution when cash dividends conditions are met. When cash dividends conditions are met, the company conducts a profit distribution each year in principle. The company can conduct interim profit distribution after aproved by the board of directors and the general meting of shareholders. 3. Specificontent of profit distribution (1) The order of Profit Distribution If the company's normal production and op eration capital requirements are satisfied, the company may give priority to adopthe cash dividends. If the conditions of cash dividends are met, the company should adopthe cash dividends for profit distribution. (2) The condition and proportion of cas h dividends . The Company shal distribute cash dividends when the folowing conditions are met: ⅰ ) the distributable profits for the coresponding year (i.e. the after - tax profits after compensating for loses and withdrawing for the comon reserve) are positive, and ⅱ ) auditor isues a clean report on the anual financial report for the corespondin g year, and; ⅲ ) the Company has no major investment plans or major CAPEX, or other major expending under somexceptional circumstances for the year folowing the coresponding year. The above mentioned major investment or major CAPEX and other major spend ing under exceptional circumstances refers to the Company’s total spending planed for purposes of investment, acquisition, equipment procurement or for any other purposes under exceptional circumstances reaches or exceds 50 percent of the latest audited net asets. The board of directors of a listed company shal, by comprehensively considering factorsuch as the characteristics of the sector it belongs to, its development stage, its operating mode, its profitability, and whether it has any major expendi ture arangements, propose diferential cash dividendistribution policies by the procedure stipulated in the bylaws of the company in light of the folowing circumstances: ⅰ ) If the company is in a mature stage and has no major expenditure arangements, the proportion of cash dividendshal acount for at least 80% in its profit distribution; ⅱ ) If the company is in a mature stage and has major expenditure arangements, the proportion of cash dividendshal acount for at least 40% in its profit distrib ution; and; ⅲ ) If the company is in a growth stage and has major expenditure arangements, the proportion of cash dividendshal acount for at least 20% in its profit distribution. Where it is dificulto determine the development stage of the company, the above - me ntioned provisions may stil aply as long as the company has major expenditure arangements. When the cash dividends conditions are met, the Company’s cash dividendshal be not les than 10 percent of the distributable profit realized in th e coresponding year, and in any thre consecutive years, the total cash dividendshal be not les than 30 percent of average distributable profits realized in the coresponding consecutive thre years. (3) The conditions of stock dividends distribution The company shal distribute stock dividends as neded. The specificonditions for dividends distribution are: ⅰ ) The company is in wel operation; ⅱ ) Distributing dividends is more beneficial for the company and shareholders based on the situations such as the company ’ s stock not matching itscale, or the company having major invest plan or cash expenditure, or the company beingrowing, or net aset value in dilution; ⅲ ) Cash distribution complying with related laws and regulations and the Articles of Asociation. (4) The decision - making proces and mechanism for profit distribution policy The board of directorshal formulate a reasonable profit distribution scheme based on the company's profitability, capital requirements and the Articles of Asociat ion, and submit ito the shareholders' meting after aproved by the board of directors. The independent directors and the board of supervisorshal review and isue a writen opinion on the abovementioned profit distribution scheme. When the board of di rectors reviews the profit distribution scheme, the scheme shal be aproved by at least 1/2 of al directors and 1/2 independent directors with specific opinions. When the board of supervisors reviews the scheme, the scheme shal be aproved by at least 1 /2 of al supervisors. When the general meting of shareholders reviews the scheme, the scheme shal be aproved by at least 1/2 voting rights held by shareholders present athe shareholders’ meting. When making cash dividend policy, the Board of Directo rshal earnestly study on and verify such maters as related to timing, conditions and minimum proportion for cash dividendistribution, and conditions to triger adjustments of cash dividend distribution policy andecision - making proces for such adju stments. Independent directorshal givexplicit opinions on whether the isue is in acordance with the law, regulations and the Articles of Asociation. Independent shareholders may, when formulating profit distribution proposal, sek minority sharehol ders’ opinions and directly submit for board of directors’ reviewing. The company shal actively comunicate with shareholders especialy smal and medium sized shareholders through a variety of chanelsuch as phone cal, fax, e - mail or investor comunic ation platform and solicit views of smal and medium sized shareholders and promptly reply to their concerns before the shareholders’ meting reviewing cash dividendistribution policy. The Board of Directors, independent directors, and shareholders who m eet relevant requirements may solicit proxies before the general meting of shareholders decides on profit distribution policy, and independent directors who exercise the power of proxy solicitation shal get suport from over half of independent directors . (5) The decision - making proces and mechanism for adjustment of profit distribution policy The Company shal strictly implement such profit distribution policy (especialy the cash dividendistribution policy) which is formulated based on relevant laws , regulations and rules, and the Articles of Asociation and strictly execute the concrete profit distribution sheme (especialy the cash dividendistribution scheme) aproved by the general meting of shareholders. When meting force majeure such as natu ral disaster or special conditionsuch as great changes in external busines environment, company’s busines being influenced or abouto be influenced hugely, the company may make adjustments to thexisted profit distribution policy after carefuly deli beration. The company shal elaborate the necesity and feasibility of the adjustments and fuly consider the opinions of independent directors and shareholders especialy minority shareholders. The adjusted plan shal be in acordance with related laws an d regulations and aproved by board of directors. The adjusted plan shal be voted afirmatively by no les than 2/3 of the voting rights held by the shareholders present athe shareholders’ meting. The Company shal, in its periodical reports, disclose the formulation and implementation of cash dividend policy, and state the folowing items: ⅰ ) whether or nothe policy is in compliance with the provisions of the Articles of Asociation or resolutions of the shareholders' general meting, and ⅱ ) whether or nothe standard and proportion of dividends is clear andefined, and ⅲ ) relevant decision - making proces and mechanism is complete, and ⅳ ) whether or nothe independent directors fuly perform duties with due diligence, and ⅴ )whether or not medium an d smal sized shareholders have chanels to voice their opinions andemands, and the legitimate rights and interests of them are fuly wel protected and etc. In adition, if cash dividend policy is a djusted or amended, the Company shal explain in detail whether or not conditions to triger such adjustments and relatedecision - making proces are legitimate, compliant and transparent. Section 2 Internal Audit Article 180 The company shal implement an internal audit system and arange for ful - time auditors to supe rvise the internal auditing of the company's financial revenue and expenditure, as wel as its economic activities. Article 181 The internal audit system and auditors' dutieshal be implemented after being aproved by the board of directors. The audit manager shal be responsible to and report on such work to the board of directors. Section 3 Apointment of Acounting Firms Article 182 The company shal apoint an acounting firm qualified to engage in securities - related busines to undertake maters including audits of acou nting statements, the verification of net asets and otherelevant consultancy services. The term of apointment shal be one year, and may be renewed. Article 183 The company's apointment of an acounting firm shal be decided by the general meting. The board of directorshal not apoint any acounting firm prior to a decision being made by the general meting. Article 184 The company shal ensure that al acounting vouchers, acounts boks, financial and acounting reports and other acounting materials are true and comp lete, and shal not refuse to provide, conceal or fraudulently report such materials and information. Article 185 Maters relating to acounting firm audit expenseshal be decided by the general meting. Article 186 Where the company dismises or does not reapoint an acount ing firm, it shal notify the acounting firm 15 days in advance. The acounting firmay state its views when the general meting votes on the dismisal of the acounting firm. Where the acounting firm resigns, it shal inform the general meting whether the company is involved in any improprieties. Chapter X Notices and Anouncements Section 1 Notice Article 187 Company noticeshal be served by any of the folowing means: 1. by hand; 2. by mail; 3. by anouncement; or 4. any other meanstipulated in the articl es of asociation. Article 188 Where a notice iserved by anouncement, once the anouncement has ben made, al the relevant personshal be demed to have received the notice. Article 189 Notices on the holding of a general meting shal be made by personal delivery, em ail or fax. Article 190 Notices on the holding of a meting of the board of directorshal be made by personal delivery, email or fax. Article 191 Notices on the holding of a meting of the board of supervisorshal be made by personal delivery, email or fax. Article 192 Where a company not ice iserved by personal delivery, the person on whom it iserved shal sign or seal the prof of service and the receipt date shal be demed to be the service date; where a notice iserved by mail, the 7 working day from its delivery to the post ofic e shal be demed to be the service date; where a notice iserved by fax, the date sent by fax is the date of delivery ; where a notice is served by anouncement, the first day on which the anouncement is published shal be demed to be the service date. Article 193 Where a meting notice is not sento any person entitled to notification or any such person does not receive the meting notice due to an unintentional omision, neither the meting nor the resolutions made athe meting shal be invalidated thereby. S ection 2 Anouncements Article 194 The company apoints [name of media outlet] as the media outlethat shal publish the company's anouncements and other information required to be disclosed. Chapter XI Mergers, Breakups, Capital Increases, Capital Reductions, Dis solutions and Liquidations Section 1 Mergers, Breakups, Capital Increases and Reductions Article 195 Companies may be merged by way of absorption or by consolidation. One company's absorption of another company is a merger by absorption, and the company being absorb ed shal be disolved. A merger of twor more companies through thestablishment of a new company is a consolidation, and the companies being consolidated shal be disolved. Article 196 In a merger of companies, the companieshal execute a merger agrement and p repare theirespective balance shets and schedules of asets. The companieshal notify their creditors within ten days of adopting mergeresolutions, and shal publish a notice in [name of newspaper] within 30 days. Creditorshal be entitled to clai m ful repayment of al debts owed by the companies orequire that apropriate asurances are provided within 30 days of receiving the notice, or within 45 days of publication of the first notice if any such creditor does not receive the notice. Article 197 When com panies merge, the creditor's rights andebts of the merged companieshal be asumed by the surviving company or the newly formed company after the merger. Article 198 Where the company is to be broken up, its asetshal be divided acordingly. In breaking up the company, a balance shet and a schedule of asetshal be prepared. The company shal notify its creditors within ten days of the date on which the breakup resolution is made, and shal make an anouncement in [name of newspaper] within 30 days. Article 199 The new company resulting from the breakup shal be jointly liable for the debts of thexisting company prior to its breakup, other than where a writen agrement concluded before the breakup by and betwen the company and its creditorstipulates otherwise. Article 200 Wh ere the company neds to reduce its registered capital, a balance shet and a schedule of asets must be prepared. The company shal notify its creditors within ten days of adopting any resolution to reduce its registered capital, and shal make available in [name of newspaper] within 30 days. Creditorshal bentitled to claim ful repayment of the debts owed by the company orequire that apropriate asurances be provided within 30 days of receiving the notice, or within 45 days of publication of the f irst notice if any such creditor does not receive the notice. A capital reduction shal not cause the company's registered capital to fal below the statutory minimum limit. Article 201 Where any change to the company's registration details is required as a result of a merger or breakup, registration amendmentshal be caried out athe company registration authority in acordance with the law; where the company is disolved, company deregistration procedureshal be caried out in acordance with the law; where a new company is established, company establishment registration procedureshal be caried out in acordance with the law. Where the company seks to increase oreduce its registered capital, the apropriate registration amendmentshal be caried out at the company registration authority in acordance with the law. Section 2 Disolutions and Liquidations Article 202 The company may be disolved for any of the folowing reasons: 1. the operating term prescribed in the articles of asociation has expired, or any oth er grounds for disolution prescribed in the articles of asociation have arisen; 2. the general meting has adopted a resolution to disolve the company; 3. disolution is requiredue to a merger involving the company or the breakup of the company; 4. th e company's busines license has ben lawfuly revoked, or the company has ben ordered to close down or wound up; or 5. where serious dificulties have arisen in the operation of the company and the continuation of the company would certainly damage the s hareholders' interests to a significant extent; however, where any such scenario canot be resolved through other chanels, shareholders representing more than 10% of al voting rights may petition the people's courto disolve the company. Article 203 Where the cir cumstances described in Item 1 of Article 1 9 8 aply to the company, it may amend its articles of asociation to continue its existence. Any amendment made to the articles of asociation pursuanto the preceding paragraph shal be adopted by no les than t wo thirds of al voting shareholders in atendance athe relevant general meting. Article 204 Where the company is to be disolved pursuanto Items 1, 2, 4 or 5 of Article 1 9 8, a liquidation comite shal bestablished within 15 days. The liquidation comite shal be composed of directors or members determined by the general meting. Where the company fails to form a liquidation comite to liquidate the company within the prescribed period of time, its creditors may petition the people's courto apointhe relevant persons to establish a liquidation comite and liquidate the company. Article 205 The liquidation comite shal exercise the folowing powers in the course of the liquidation: 1. to identify the company's asets, and prepare a balance shet and a separa te schedule of asets; 2. to notify creditors through notices or public anouncements; 3. to handle the company's ongoing busines that relates to the liquidation; 4. to pay al taxes owing in ful and pay al taxes incured in the course of the liquidatio n; 5. to identify the company's creditor's rights andebts; 6. to dispose of the company's remaining asets afterepaying al debts in ful; and 7. to participate in civil actions on behalf of the company. Article 206 The liquidation comite shal notify creditor s within ten days of its establishment, and shal make a public anouncement in [name of newspaper] within 60 days. Creditorshal file their claims with the liquidation comite within 30 days of receiving the notice, or within 45 days of publication of the first notice if any such creditor does not receive the notice. In filing their claims, creditorshal provide al relevant details relating thereto and provide suporting materials. The liquidation comite shal make records of such claims. The liq uidation comite shal not pay out on any creditors' claims while such claims are stil being filed. Article 207 After identifying the company's asets and preparing the balance shet and schedule of asets, the liquidation comite shal prepare a liquidation pla n, which shal be submited to the general meting or the people's court foratification. After paying aliquidation expenses, staf wages and labor insurancexpenses, outstanding taxes, and company debts, the remaining asetshal be distributed to t he shareholders in proportion to theirespective shareholdings. During the liquidation, the company shal continue in existence, but shal not cary on any busines unconected to the liquidation. The asets of the company shal not be distributed to its shareholders before payments have ben made in acordance with the preceding provisions. Article 208 Where the liquidation comite, after identifying the company's asets and preparing the balance shet and schedule of asets, discovers thathe company does not ha ve suficient asets to repay the company's debts in ful, the liquidation comite shal file a bankruptcy petition with the people's court in acordance with the law. Once the people's court has ruled thathe company be adjudicated bankrupt, the liquid ation comite shal transfer the liquidation of the company to the people's court. Article 209 On completion of the company's liquidation, the liquidation comite shal prepare a liquidation report, which shal be submited to the general meting or the people's court foratification, and upon ratification, the liquidation comite shal submithe reporto the company registration authority to aply for company deregistration, and make a public anouncement on the winding - up of the company. Article 210 Members of the liq uidation comite shal faithfuly perform their duties and liquidation obligations in acordance with the law. Members of the liquidation comite shal not abuse their authority by acepting bribes or other ilegal income, nor shal they convert compan y property. Any comite member who causes the company or its creditors to sufer a los due to intentional misconduct or gros negligence shal be liable for making compensation. Article 211 Where the company is declared bankrupt in acordance with the law, the com pany's bankruptcy and liquidation shal be conducted in acordance with legal provisions relating to enterprise bankruptcy. Chapter XI Amendments to the Articles of Asociation Article 212 The company shal amend its articles of asociation under any of the folowi ng circumstances: 1. where, folowing any amendmento the Company Law or other aplicable laws and regulations, the provisions of the articles of asociation conflict with the revised laws and/or administrative regulations; 2. where the company's circumst ances change to such an extenthathey are inconsistent with what is recorded in the articles of asociation; or 3. where the general meting decides to amend the articles of asociation. Article 213 Where it is necesary to have any amendmento the articles of as sociation that has ben adopted by a resolution of the general meting aproved by the competent authorities, the relevant amendment shal be submited to the competent authorities for aproval; where the amendment involves a company registration item, the company's registration shal be amended in acordance with the law. Article 214 The board of directorshal amend the articles of asociation in acordance with the resolutions of the general meting and the relevant competent authorities. Article 215 Where the disclosure of any amendment made to the articles of asociation is required by law oregulation, an anouncement shal be made in acordance with the aplicable provisions. Chapter XI Suplementary Provisions Article 216 Definitions 1. The term "control ing shareholder" refers to any shareholder holding comon shares (including prefered shares with asumed voting rights) that acount for more than 50% of the total share capital of the company, or though those shares acount for les than 50% of the total share capital of the company, the voting rights atached to those shares have a substantial influence on the decisions of the general meting. 2. The term " de facto controler" refers to any person who is not a company shareholder but is in a position to exert control over the operation of the company through any investment, agrement or other arangements. 3. The term "conected relationship" refers to the conection betwen a controling shareholder, an ultimate controler, a director, a supervisor or a manager and any enterprise directly or indirectly controled by him, or any other afiliation that may lead to the transfer of the company's interests. Nevertheles, state - controled enterpriseshal not be demed to be related to each other solely by rea son of state control. Article 217 The board of directors may formulate detailed rules for the articles of asociation in acordance with the provisions thereof provided that no such detailed rule conflicts with the provisions of the articles of asociation. Article 218 The Aart icles and Asociation is writen in Chinese; where there is any discrepancy betwen the Chinese version and any other language or version of these Guidelines, the latest Chinese version of articles of asociation aproved and registered with the Jiangsu Pr ovince Market Supervision Administration shal prevail. Article 219 For the purpose of the articles of asociation, the terms "no les than", "within" and "no more than" include the given figure(s); the terms "under", "beyond", "les than" and "more than" exclude the given figure(s). Article 220 The articles of asociation shal be interpreted by the board of directors of the company. Article 221 The apendices to the articles of asociation shal include rules of procedure for the general meting, rules of procedure for the board of direc tors and rules of procedure for the board of supervisors . 中财网
 |
中财网版权所有(C) HTTP://WWW.CFi.CN